Concept

Refractive index — where it appears

The ratio by which a medium slows light, which fixes how much a ray bends when it crosses into that medium. It varies with wavelength for every real material, and that variation is what separates white light into colours and what limits how sharp a pulse can stay.

Named by 33 essays across 6 fields — each of them below, with the objects they name alongside it.

Refraction from n = 1 into n = 1.5. A ray crossing a boundary between media of refractive index 1 and 1.5, bending by the amount Snell's law requires.

The bend at the boundary, and what it is really about

Light changes direction when it changes speed. Snell's law is the geometry of that statement, and it can be derived without knowing anything about light at all.

optics · Refraction
The critical angle for n = 1.5 into n = 1. Refracted angle against incident angle. It rises faster than the incident angle and reaches 90° at 41.8°, beyond which no refracted ray exists at all.

The angle past which light cannot leave

Snell's law asks for the sine of an angle greater than one, and no such angle exists. What happens instead is a perfect mirror made out of nothing but a change of speed.

optics · Total internal reflection
Rays through a raindrop. Parallel rays entering a spherical drop at different heights, refracting in, reflecting once from the back, and refracting out. The outgoing rays crowd together near one particular direction, and that crowding is the bow.

The angle the rainbow has to be, and why nobody chose it

A rainbow is at forty-two degrees because a function has a minimum there. Nothing about water, light or weather picks the number — it falls out of running Snell's law three times through a sphere.

optics · Dispersion
Malus's law. The fraction of polarised light passing a filter, against the angle between the light's own direction of shaking and the filter's axis. It is the cosine squared: half at 45 degrees, nothing at 90.

The direction of the shaking, and the filter that only asks about it

A wave that travels one way can still shake in any direction across that way. Light does, most of it shakes in all of them at once, and a sheet of plastic can ask which.

optics · Polarisation
How much each colour is scattered. Scattering strength against wavelength, as the inverse fourth power, normalised to one at 550 nanometres. Light at 450 nanometres is scattered 4.35 times as strongly as light at 650 nanometres — which is the whole reason the sky is the colour it is.

Why the sky is blue and the sunset is not, from one exponent

Scattering goes as the inverse fourth power of wavelength, and that single number produces a blue sky and a red sun without any second explanation. The two facts look opposite and are the same arithmetic.

optics · Scattering
Two predictions, a factor of two apart. The deflection of light passing a mass, against impact parameter, on logarithmic axes. The lower line is what a Newtonian photon does — it falls while it crosses, and comes out bent by 2GM/bc². The upper line is what a geodesic does in curved spacetime, which is exactly twice that. At the surface of a body of 1.99·10³⁰ kg the two are 0.88″ and 1.75″. Both are straight lines of slope minus one, so the ratio is two everywhere and the measurement is a choice between two theories rather than a fit.

The bend Newton got half right

A photon treated as a falling body passes a mass and comes out deflected. So does a photon treated as a straight line in curved spacetime — by exactly twice as much. The factor of two is not a refinement; it is the sharpest available statement that gravity is geometry.

astrophysics · Light deflection
Snell's law, found by searching. Paths from a point in a medium of index 1 to a point in one of index 1.5, and the optical path length of each against where it crosses the boundary. The curve is that length; the marked point is its minimum, located by golden-section search and not by any use of a law of optics. The angles there are 55.80° and 33.46°, which satisfy n₁sin θ₁ = n₂sin θ₂ to 1.0e-8. Every other drawn path is longer, and the flatness of the curve near the bottom is why light is not fussy: a path a tenth of the way off costs almost nothing.

The path that does not change

Reflection, refraction and the angle of the rainbow are not three laws. They are one condition — that the optical path length is stationary — and the word stationary rather than shortest is the whole of what makes an elliptical mirror and a rainbow the same statement.

optics · Fermat
The two reflectances, and the angle one of them loses. Reflectance against angle of incidence for light going from n = 1 into n = 1.5. The upper curve is light polarised with its electric field along the surface, which reflects more and more strongly until at grazing incidence everything reflects. The lower curve is light polarised in the plane of incidence, and it does something the other cannot: it falls to exactly zero at 56.31°, where tan θ = 1.5000, and then rises again. At normal incidence the two are equal at 4.00% because there is no plane of incidence to tell them apart. The dashed curve is the transmittance, computed from the transmission coefficients and the two media's projected impedances rather than as one minus the reflectance; it agrees with one minus the reflectance to 4.4e-16 across the whole range, which is where the energy accounting can be seen to close.

The angle at which reflection picks a side

At one angle of incidence, a water surface reflects no light at all of one polarisation. The Fresnel algebra says so, and says nothing about why. The reason is that the reflected ray would have to leave along the axis of the charges radiating it — and a shaking charge sends nothing along the direction it shakes in.

optics · Polarisation
Rays that turn round without meeting anything. Rays leaving an eye 1.5 m above a road, at 0.18°, 0.28°, 0.36°, 0.42°, 0.52° below the horizontal, in air whose refractive index is reduced by 3.0e-5 at the hot surface and recovers over 5 cm. Each is traced by integrating the ray equation, with the conserved quantity n cos θ fixed by where and how the ray set out. The shallow ones come back up without touching anything — the lowest gets to 0.6 cm above the surface and turns — and a ray that returns to eye level from below is seen as sky lying on the road. The steep ones run out of gradient first and hit it. The dividing angle is 0.444°, which is what the whole effect is made of: an unremarkable temperature difference and an angle a fiftieth the width of the Moon. Heights are exaggerated 128× against distances; at true scale every ray here would be indistinguishable from the axis. The conserved n cos θ holds to 4.3e-14 over every trace, which is what says the turns are the physics and not the integrator.

The ray that bends without a surface

Snell's law is about a boundary, and light bends in air where there is no boundary anywhere. Let the index vary continuously and the law of angles becomes a differential equation — one that carries a conserved quantity, forbids the ray from reaching certain heights, and turns a hot road into a mirror a hundred metres long.

optics · Fermat
Cancelling a derivative, and what is left over. How far the focus of a 500 mm lens moves with wavelength, for a single crown element and for a cemented pair of crown and flint whose powers satisfy the achromatic condition. The singlet's focus runs over 18.1 mm across the visible — a fifth of a per cent of its focal length, and utterly ruinous at any useful aperture. The doublet's runs over 2.268 mm, some 8× less, and — this is the whole content of the figure — it is not flat. The condition sets the rate of change of power with wavelength to zero, so the curve is stationary rather than constant: it returns to the corrected focus at exactly 2 wavelengths — 486 nm and 656 nm, which are the two Fraunhofer lines the condition was written at — and departs from it everywhere else, most at 400 nm. That residual is the secondary spectrum, it has the same sign at both ends of the visible, and no pair of ordinary glasses removes it, because two conditions cannot be met with one free ratio.

Two glasses that cancel a derivative

A single lens focuses blue light closer than red, and the difference ruins the image. Cementing a second lens of another glass behind it fixes the fault at two wavelengths and at no others, because the condition sets a slope to zero rather than a value.

optics · Dispersion
A peak that leaves before it should have arrived. Two pulses at the far face of a cell, both normalised to the peak the vacuum one reaches. One has crossed empty space; the other has crossed a medium with two gain lines either side of its carrier, whose group index there is -3.85 — negative, so the envelope's peak should emerge early, and it does. Measured off the two curves the advance is 616 in units where the carrier period is 2π, against 582 predicted from the group index alone; the difference is the higher-order dispersion the group index leaves out. The advance is 0.21 of the pulse's own duration, and the peak leaves the far face before the input peak has entered the near one. Nothing has outrun anything. The emergent pulse is a reshaped version of the input's leading edge, which arrived in plenty of time and already contained — for a smooth pulse — everything needed to reconstruct the rest; the medium amplifies it by 1.14× and delivers it early. Give the pulse a genuine front, a moment before which it is exactly zero, and that front travels at the speed of light in every medium there is.

The speed that carries no signal

In the right medium a pulse's peak emerges from the far side before it entered the near one. The measurement is real, it has been made, and nothing has outrun light — because the peak of a smooth pulse was never carrying any information in the first place.

waves · Wave packets
The index that depends on which way the light is going. The two refractive indices of 3 uniaxial crystals, against the angle between the wave normal and the crystal's optic axis. The flat lines are the ordinary index, which is the same in every direction because the ordinary wave's field is always perpendicular to the axis. The curves are the extraordinary index, which runs from the ordinary value along the axis — where the two waves are identical and the crystal behaves like glass — to its extreme value at right angles to it. calcite (CaCO₃) has n_o = 1.6584 and n_e = 1.4864, so n_e − n_o = -0.1720; quartz (SiO₂) has n_o = 1.5443 and n_e = 1.5534, so n_e − n_o = 0.0091; lithium niobate has n_o = 2.3005 and n_e = 2.2075, so n_e − n_o = -0.0930. The sign of that difference is what makes a crystal positive or negative, and it decides which of the two images in a double-refracting crystal is the one that moves.

The crystal that answers twice

Lay a piece of calcite on a printed page and the print appears twice. One image sits still when the crystal is turned and the other goes round it. Nothing has been done to the light except pass it through a material whose response to a field is not a number.

optics · Polarisation
The reflected beam does not leave from where it arrived. The lateral displacement of a totally reflected beam along the surface, for the two polarisations, at 550 nm from n = 1.5 into n = 1. Geometrical optics puts the outgoing ray at the point where the incoming one struck. It is not there: it is displaced forward along the surface by a distance comparable with a wavelength, which was measured by Goos and Hänchen in 1947 by reflecting a beam many times and looking at the accumulated offset. The displacement is different for the two polarisations — at 42°, 1361 nm for s and 2991 nm for p, at 45°, 350 nm for s and 560 nm for p, at 50°, 237 nm for s and 261 nm for p, at 60°, 183 nm for s and 127 nm for p, at 75°, 161 nm for s and 79 nm for p — which is why an unpolarised beam comes back slightly split. A displacement is only possible if the light spent time on the far side of a boundary it never crossed, and it is the most direct evidence there is that the evanescent field is a real field rather than a bookkeeping term.

The reflection that happens where the glass is not

Total internal reflection sends back every photon, which is why it is called total. It does not send them back from where they arrived — the beam re-emerges displaced along the surface, by a fraction of a wavelength, and a displacement is only possible if the light spent time on the far side of a boundary it never crossed.

optics · Total internal reflection
A radar echo past the Sun, delayed by 233 microseconds. The extra time a round-trip radar signal takes when its path passes close to the Sun, against how close, for a reflector 0.723 AU away. Grazing the Sun's limb the delay is 233 microseconds — about 70 kilometres of light travel, on a path of hundreds of millions — and it falls only as the logarithm of the impact parameter, so the effect is still tens of microseconds ten solar radii out. That slow falloff is what makes the measurement possible: the delay can be watched building and fading as the geometry changes, rather than having to be caught at one instant. The dashed curves are the delay the solar corona's plasma adds at three radio frequencies. It is the competing effect, it is larger than the gravitational one close in, and it falls as the square of the frequency while the gravitational delay does not depend on frequency at all — which is how the two are separated, and why the sharpest measurement of this was made with a spacecraft carrying three radio links instead of one.

The delay that is not a bend

The same metric that bends a ray also slows it, and the two are different tests. A radar echo from Venus arrives 233 microseconds late when its path grazes the Sun — and half of that delay is accumulated more than twenty solar radii away, in a field thousands of times weaker.

astrophysics · Light deflection
A lens with two flat faces. Rays entering a rod whose refractive index falls parabolically from the axis outward, parallel to the axis and at -2.4, -1.2, 0, 1.2, 2.4 mm from it. The ray equation in such a medium is the harmonic oscillator's, so each path is a cosine of the same period whatever height it started at — which is exactly the condition for a focus, and the reason all of them cross the axis together at 12 mm. Nothing is curved anywhere: the faces are flat and the bending is done by the inside of the glass. Cut the rod at a quarter of the period and it images; cut it at half and it relays the beam parallel again, inverted. The period is a property of the profile alone, which is why a rod like this is specified by a length rather than by a curvature.

The channel with no walls

A pipe will not carry a note below its cutoff, and no length of pipe helps. Replace the walls with nothing but a region where the wave travels slightly slower, and the cutoff disappears — however weak the contrast and however thin the channel, at least one mode is bound. The difference is not a matter of degree; it is the difference between a boundary condition and a potential well.

waves · Guided waves
What the return journey does to each of them. The rotation of the plane after a beam has gone through a rotator, been reflected, and come back, against the length of the rotator — divided by the one-way rotation, so the two answers are 0 and 2 and nothing else can happen. A naturally active medium is handed with respect to the beam: reverse the beam and the sense of the rotation reverses with it, and the second pass undoes the first exactly, at every length and every wavelength. A Faraday rotator is handed with respect to the field, which does not care which way the light is going, so the second pass adds to the first and the round trip is twice the single one: 1 mm of it gives 21.7° out and 43.4° back; 2 mm of it gives 43.4° out and 86.8° back; 4 mm of it gives 86.8° out and 173.6° back; 8 mm of it gives 173.6° out and 347.2° back. That is a violation of reciprocity, and it is only available because a magnetic field is odd under time reversal. Everything a passive optical component can do — a lens, a mirror, a waveplate, a piece of quartz — looks the same run backwards, and none of them can be made into a one-way street. This can.

The rotation a return trip doubles

Quartz turns the plane of polarisation and so does glass in a magnetic field. The two look identical on the way through and are opposites on the way back — the crystal undoes its own rotation exactly, and the magnet adds to it. That difference is the whole of why a one-way street for light can be built at all, and why nothing passive will ever be one.

optics · Polarisation
Water's permittivity across six decades of frequency. The real and imaginary parts of water's permittivity against frequency, on logarithmic axes, from 10 to 16 in powers of ten hertz. ε′ begins at 80.1 — the number a textbook prints — falls through the Debye relaxation near twenty gigahertz, is dragged down again by the librational, bending and stretching bands of the molecule, and settles at 1.777 in the visible, whose square root is 1.3330: water's refractive index. The identity n = √ε_r is exact and is an identity between two numbers taken at the same frequency; using the static permittivity in it predicts an index of 8.9 and is the most instructive wrong answer in the subject. The curve is a Debye term and four Lorentz oscillators, with two parameters solved so that the two plateaus are the measured ones rather than fitted by eye.

The constant that depends on how fast it is asked

Water's relative permittivity is 80.1. Its refractive index is 1.333, and the square of 1.333 is 1.777. The identity n = √ε_r is exact, the two numbers differ by a factor of forty-five, and nothing is wrong with either — because a permittivity is a function of frequency and the two measurements were made eight orders of magnitude apart.

electromagnetism · Dielectrics
What arrives in the back focal plane. A grating of pitch 1.2 µm illuminated at 550 nm, and the spectrum that appears in the objective's back focal plane. Each spatial frequency in the object leaves at its own angle, sinθ = mλ/d, and the bar heights are the Fourier coefficients of the object's transmittance. The aperture admits everything inside sinθ = 0.65, which here is orders -1, 0, 1 — 2 of them carrying information about the pitch. Orders outside it are drawn faint and are simply lost: they never reach the image plane, and no amount of magnification afterwards recovers them. This is where a microscope's resolution is decided — not at the image, not by the eyepiece, but by which of these bars the front of the objective is wide enough to catch.

The image that is a diffraction pattern twice

A lens does not project an object onto a screen. It takes the object's spatial frequencies apart, spreading them across its own back focal plane at an angle each, and then puts them back together — so an image is the object's spectrum, filtered by whatever the aperture admits, transformed back. With only the zeroth order through, the image is a uniform grey with no information in it at all.

optics · Imaging
N when the phases are random, N² when they are not. Scattered intensity against the number of scatterers, both logarithmic, for two ways of adding the same amplitudes. The lower curve averages 400 draws of N unit amplitudes with independent random phases and grows as N^1.000; the upper one adds them in phase and grows as N². At 3000 scatterers the two differ by a factor of 2921. Nothing about the scatterers is different between the two — same number, same strength, same wavelength. Only the arrangement is, and it is worth three decades here.

Why a litre of water is not blue for the reason the sky is

The same molecules that make the sky blue also make the refractive index of air, and the two numbers agree because the sideways sum has random phases and the forward one does not. Condense those molecules into a liquid and the sideways sum collapses by a factor of sixteen — and what is left is thirty-four times smaller than the absorption that actually colours the water.

optics · Scattering
One line, 21 decades of density, and every mirror on it. Plasma frequency against electron density, both logarithmic, with the horizontal rules at frequencies a reader already has a feel for. A wave is reflected by everything to the right of where its own rule meets the line and passes through everything to the left. a fluorescent tube at 1.0e+17 m⁻³ cuts off at 2.84 GHz; ionosphere, D layer at night at 1.0e+8 m⁻³ cuts off at 90 kHz; ionosphere, E layer at 1.0e+11 m⁻³ cuts off at 2.84 MHz; ionosphere, F2 layer at 1.0e+12 m⁻³ cuts off at 8.98 MHz; aluminium's conduction electrons at 1.8e+29 m⁻³ cuts off at 3819.9 THz. So the F2 layer turns back a 1 MHz broadcast and lets a 100 MHz one straight out, which is why one of them is heard across an ocean at night and the other stops at the horizon; and aluminium's cutoff sits in the far ultraviolet, which is why it is a mirror for everything visible and a window above 78 nm. The dependence is a square root, so the line has slope one half: a hundredfold denser plasma reflects only ten times the frequency. Arriving at an angle helps by a factor of sec θ — 1.00 at 0°, 1.15 at 30°, 2.00 at 60° — because only the component of the motion along the density gradient has to be turned round.

The frequency below which nothing gets in

Free charges give a medium a permittivity that is negative, and a negative permittivity is not an absorbing medium — it is one in which no wave exists at all. Below that frequency the reflection is total, exactly rather than nearly, because there is no transmitted wave and nothing to absorb. The same expression puts the number at 9 MHz for the ionosphere and 3.8 PHz for aluminium.

astrophysics · Plasma oscillation
Absorption and refraction, drawn as one function. The real and imaginary parts of a Lorentz oscillator's susceptibility against frequency, in units of the resonance. The imaginary part is the absorption: a symmetric line centred on the resonance, with a full width at half maximum equal to the damping — 0.05, 0.12, 0.30 here. The real part is the refraction, and it is what the same medium does to the speed of light. The two curves are not two facts about the medium: either one determines the other completely, by an integral over all frequencies, and that is a consequence of the medium responding after it is asked rather than before. Between x = 0.97 and x = 1.02 the refraction runs the wrong way — the index falls as the frequency rises, which is anomalous dispersion — and that region is exactly the width of the absorption line. Away from the line the index rises with frequency, which is ordinary dispersion and is why a prism separates colours in the order it does: every transparent material is on the low-frequency tail of an ultraviolet absorption it is not otherwise showing. A narrower line is a taller one, because the area under the absorption is fixed by how many electrons there are and by nothing else.

The answer that cannot come first

A medium absorbs at some frequencies and bends light at all of them, and those look like two separate facts to be measured separately. They are one fact. The requirement that a material respond after it is asked rather than before ties the absorption at every frequency to the refraction at every other, by an integral — and a material given the two halves independently answers before the question arrives.

waves · Attenuation
Past the critical angle, all that is left of a reflection is its phase. The phase each polarisation acquires on total internal reflection at an index ratio of 1.518, against angle of incidence, together with the difference between them. Below the critical angle of 41.19° there is a transmitted beam and the reflection coefficients are real; above it the transmitted wavenumber is imaginary, the coefficients have modulus exactly one — every photon comes back — and the only thing that distinguishes one angle from another is the phase. The two polarisations acquire different phases, and their difference peaks at 46.533° at an incidence of 51.05°, which the closed form puts at the same place. That difference is a retardation: a wave plate made out of an angle, with no birefringent material anywhere in it, and — because the expression contains only the index ratio — one that barely changes with colour.

The retarder with no crystal in it

A wave plate turns linear polarisation into circular by making one component travel a little further than the other, which requires a birefringent crystal cut to a thickness and works properly at one wavelength. Total internal reflection does the same job with a phase that comes from the geometry instead — and because a refractive index barely changes across the visible where a wavelength changes by a factor of two, the same block of ordinary glass is a quarter-wave plate for every colour at once.

optics · Polarisation
Two principles, two classes of path, two things left free. On the left, five curves from the same launch point to the same target: the true trajectory of a particle of energy 0.7 in a uniform field, and four deformations of it that share both ends. On the right, four quantities computed along that family and plotted as departures from their values on the true path. Maupertuis' abbreviated action ∫p·ds, computed at fixed energy, is stationary — flat at the centre. Hamilton's action ∫L dt, computed at fixed duration, is stationary too. The other two are not: the time a fixed-energy path takes changes at first order in the deformation, and so does the energy a fixed-duration path carries. That is the whole difference between the two principles. Each holds one of those quantities fixed and lets the other vary, and neither can hold both.

The principle that fixes the energy instead of the clock

There are two principles of least action, they compare different sets of paths, and they are not the same statement. One holds the duration fixed and lets the energy vary; the other holds the energy fixed and lets the duration vary — and written that way, mechanics turns into optics with a refractive index.

mechanics · Least action
A cone of 14.3°, from two indices and nothing else. On the left, the acceptance cone of a step-index fibre with a core index of 1.4677 and a cladding of 1.4624. A ray entering steeper than the cone reaches the wall inside the critical angle and is refracted out at the first bounce; one inside it is trapped. The sine of the half-angle is √(n₁² − n₂²) = 0.125, which is 7.2° in air. On the right, that number against the fractional index difference between core and cladding. Nothing about the core's diameter appears: a fibre a hundred times thicker accepts exactly the same cone, and takes a hundred times the area's worth of light through it.

The cone a fibre will accept

A fibre takes light from a cone whose half-angle depends on two refractive indices and nothing else — not on how thick it is, not on how long, not on what is shining into it. That single number, squared and multiplied by the core's area, is all the light it will ever carry.

optics · Etendue
Why only a sideways scattered wave takes anything away. The transmitted amplitude behind a thin scatterer, drawn as a phasor: the incident wave of unit length along the axis, plus a forward-scattered wave of length 0.12 at 0°, 60°, 90°, 150°. What a detector reads is the square of the total length. A scattered wave along the incident one lengthens or shortens the sum in proportion to itself; one at right angles changes the length only in second order, because a small perpendicular addition to a long vector barely alters its length. So a scatterer that removes energy from the beam at first order must scatter forward with a component perpendicular to the incident wave, and the size of that component is the whole extinction — which is the optical theorem.

Everything a scatterer removes, from one direction

How much light a particle takes out of a beam — by scattering it anywhere at all, and by absorbing it — is fixed entirely by what it does in the forward direction, where its scattered wave cannot be told apart from the incident one. The mechanism is interference, and it also gives the refractive index.

optics · Scattering
The bowl a lens actually focuses onto. Where a lens of 50 mm focal length brings each part of a flat scene to a focus, against distance from the centre of the field, out to 21.6 mm — the corner of a 35 mm frame. The surface of best focus is a sphere of radius 76 mm curving towards the lens, and the corner of the frame sits 3.13 mm in front of the plane the centre is focused on. The shaded band is the depth of focus at f/8, which is 0.070 mm — 45 times smaller than the sag it has to cover. The curvature is not an error in the lens. It is what Σ1/nf comes to for this stack, and it depends on the powers and the glasses and on nothing else: bending the surfaces, moving the stop or stopping down changes every other aberration and leaves this one exactly where it was.

The flat scene that comes back curved

A lens does not image a plane onto a plane. It images it onto a bowl, and the curvature of that bowl is fixed by the powers and the glasses alone — not by the shapes of the surfaces, not by where the stop is, and not by stopping down. Everything a designer usually plays with leaves it exactly where it was.

optics · Imaging
The fringes a flow of water moves. The interference fringe shift against the speed of the water, for two tubes 1.5 m long, an index of 1.333, and light of 526 nm — Fizeau's apparatus. The beam is split, each half goes with the flow in one tube and against it in the other, and the two are recombined; the shift is the difference in transit time counted in wavelengths. Three predictions are drawn and they are not close together. If the water did not affect the light at all the shift would be zero, flat along the bottom. If the water carried the light with it completely the shift would be the steepest line. Fresnel's partial drag is the middle one, and at 7 m/s it gives 0.207 of a fringe — which is what was measured, to the accuracy of an eye reading a fringe pattern in 1851. The experiment therefore did not merely detect an effect; it chose between three quantitative possibilities that differ by factors of two, which is why a fraction of a fringe settled something.

The drag that was only an addition

Light in moving water is carried along by it, but only partly — by a fraction of the water's speed that depends on the refractive index in a way nobody could account for. Fresnel invented the coefficient to save a theory, Fizeau measured it in 1851, and it sat unexplained for half a century. It is the first term of the relativistic velocity addition and nothing else.

relativity · Velocity addition
A wave with two directions in it. Light at 60° entering silver, 550 nm, whose index is 0.055 + 3.32i. Phase matching along the boundary fixes the transmitted wave's tangential wavenumber and leaves the normal one to the medium, which supplies a complex answer. The real part decides where the phase goes and the imaginary part where the amplitude does, and they are not the same direction: the surfaces of constant amplitude are parallel to the interface, because the decay is entirely into the metal, while the surfaces of constant phase are tilted by 86.5° from the normal. There is therefore no single refracted angle to quote. The familiar picture, in which one set of parallel planes carries both, requires the absorption to be exactly zero.

The angle that is two angles

Snell's law survives a complex index by giving a complex answer, and a complex angle is not an angle. What the phase-matching argument actually fixes is the tangential wavenumber, and when the medium absorbs, the surfaces of constant phase and the surfaces of constant amplitude stop being parallel. In silver at 550 nanometres the phase fronts run within four degrees of the surface while the amplitude decays straight into it.

optics · Refraction
Two intersections, and the rule that picks one. The phase-matching construction for light arriving at 40° from a medium of index 1 into one of index -1. The circles are each medium's own relation between wavevector and frequency; the vertical line is the tangential wavenumber, which the boundary conserves. The line crosses the second circle twice, and the construction alone does not say which point is the answer — the rule that does is that energy must travel away from the interface. For a positive index the energy runs along the wavevector and the upper point is taken. For a negative one the energy runs against it, so the lower point is taken, the wavevector points back toward the boundary, and the ray leaves at -40.0° — on the same side of the normal as it arrived. Nothing in the drawing has changed except which intersection is circled.

The ray on the wrong side of the normal

The phase-matching construction draws a circle and a line, and the line crosses the circle twice. Every earlier construction silently took the upper intersection. Which one is physical is decided by where the energy goes rather than by where the wavevector points, and in a medium whose group velocity opposes its phase velocity the answer is the other one — so the refracted ray leaves on the same side of the normal it arrived on, a flat slab focuses, and a lens can beat the diffraction limit until loss stops it.

optics · Refraction
A hemisphere outside is a cone of 16.6° inside. Rays leaving a flat face from a material of index 3.5 into air. Every direction in the hemisphere above the face is reached by a ray from inside a cone of half-angle 16.6°, arcsin(1/n), because refraction at the face fans the cone out; rays steeper than that are reflected back, drawn in the warning colour. The squeeze is exact in the way the invariant requires. The projected solid angle of the inside cone is π sin²θc, which is π/12.25, and multiplied by n² it equals π, the projected solid angle of the whole hemisphere outside — checked on the drawn geometry. So the light that does get out has not gained anything: the radiance inside is n² times higher and the directions available are n² times fewer, and the étendue passing the face is the same on both sides.

The cone light has to find to get out

Inside a dense material the whole hemisphere of directions outside a flat face shrinks to a narrow cone, and light made inside can leave only if it happens to be travelling within it. For gallium arsenide that is two per cent of the light. Turned round, the same cone keeps light in: a slab of silicon with a rough surface holds the light it admits for fifty-one passes. Both numbers are the n² the optical invariant carries, and neither one breaks it.

optics · Etendue
Snell's law with space and time exchanged. Two constructions on the same diagram of frequency against wavenumber, with the light lines of a medium of index 1 and of index 1.5. On the left, a boundary in space: the wave crosses a still surface, the frequency is conserved, and the horizontal line at the incident frequency meets the new medium's line at a wavenumber 1.5 times larger — the familiar shortening of the wavelength. On the right, a boundary in time: the whole medium changes at once, the wavenumber is conserved, and the vertical line at the incident wavenumber meets the new medium's line at a frequency 0.667 times the old one. The vertical line also meets the new line's negative-frequency branch, which is a wave running backwards: a reflection in time. A spatial boundary reflects into the same frequency and a temporal one into the same wavelength.

The reflection that needs no surface

Change the refractive index of a whole medium at one instant and a wave already travelling through it splits in two, one part running on and one running back, though there is no surface anywhere for it to reflect from. A boundary in time is Snell's law with space and time exchanged: the wavelength is kept and the frequency changes, momentum is conserved and energy is not.

optics · Refraction
Four rays that arrive together. Meridional rays through a fibre whose index falls as the square of the distance from the axis, launched at four angles, drawn against distance along the fibre in millimetres and radius in units of the core radius. Each path is integrated from the ray equation. A steep ray swings out to where the index is lower and travels faster; a shallow one stays near the axis where the index is highest and travels slowest, and in a parabolic profile the two effects cancel: the four rays cross the axis within 0.36 per cent of a pitch of each other, measured off the traced paths rather than assumed. The pitch is 1.11 millimetres and it contains no launch angle, which is the whole of the result. Nothing about what the fibre accepts has changed — the acceptance cone is what the invariant fixed and it is untouched — and everything about when the light arrives has.

The same cone, and a different arrival

The invariant fixes what a guide accepts and says nothing about when it arrives, and the two turn out to be nearly independent. Shaping the index so that the rays which travel furthest also travel fastest cuts the spread in arrival times by a factor of five hundred, at the cost of exactly half the light — and the acceptance cone the invariant governs is untouched throughout.

optics · Etendue
Two guides, and the two solutions they have. The transverse field of the two modes a pair of identical slab guides supports, against position across them, for guides half a micrometre wide separated by a gap of 300 nanometres at a wavelength of 1550 nanometres. A single guide has one fundamental mode; two guides side by side have two, and neither of them lives in one guide. The symmetric one is a single hump spanning both, the antisymmetric one has a node exactly between them — checked here to be exactly zero rather than nearly so — and they have slightly different propagation constants because the symmetric one has more of its field in the high-index gap region. That difference, computed from the slab's own dispersion condition, is 4.60e-2 per micrometre. Everything else about a coupler follows from it: a wave launched into one guide alone is the sum of the two supermodes in equal parts, they run at different speeds, and the interference between them moves the power from one guide to the other and back. There is no leakage in the account anywhere — only two solutions beating.

Two tails that swap everything

Bring two guides close enough for their evanescent tails to overlap and they do not leak a little power into each other. They exchange all of it, and then exchange it back, over a length fixed by the splitting between two modes that belong to neither guide — so a coupler is cut to a length rather than tuned to a ratio, and the length depends exponentially on a gap of a few hundred nanometres.

waves · Guided waves

Named alongside it

The objects these essays reach for when they reach for this one.

Snell's lawDispersionEvanescent wavePolarisationTotal internal reflectionFermat's principleAbsorptionCritical anglePhase velocitySuperpositionGroup velocityGuided waves

All concepts