Illustrated Physics
physics, drawn
Concept

Numerical aperture — where it appears

The sine of the largest angle a system accepts or emits at, multiplied by the index of the medium it does so in. It fixes both the resolution of an imaging system and the light it can gather, and its square is what enters every statement about concentration and étendue.

Named by 9 essays across 2 fields — each of them below, with the objects they name alongside it.

The dip that decides it. Two equally bright points seen through a circular aperture, their Airy patterns added, at 0.7, 1, 1.6 times the Rayleigh separation. Below each is the depth of the dip between the peaks, measured off the drawn sum: 0.0%, 26.5%, 91.6%. At exactly the Rayleigh separation the dip is 26.5% — the criterion is a convention about how much of a dip a detector can see, not a threshold anything crosses. Below it the two peaks merge into one and the pair is gone; above it the answer was never in doubt.

How far apart two things have to be

An instrument's ability to tell two things apart is not set by the quality of its glass. It is set by the width of the hole light comes through, by a factor that is the first zero of a Bessel function — and the threshold everyone quotes is a convention laid over a computed dip of 26.5 per cent.

optics · Diffraction A lens with two flat faces. Rays entering a rod whose refractive index falls parabolically from the axis outward, parallel to the axis and at -2.4, -1.2, 0, 1.2, 2.4 mm from it. The ray equation in such a medium is the harmonic oscillator's, so each path is a cosine of the same period whatever height it started at — which is exactly the condition for a focus, and the reason all of them cross the axis together at 12 mm. Nothing is curved anywhere: the faces are flat and the bending is done by the inside of the glass. Cut the rod at a quarter of the period and it images; cut it at half and it relays the beam parallel again, inverted. The period is a property of the profile alone, which is why a rod like this is specified by a length rather than by a curvature.

The channel with no walls

A pipe will not carry a note below its cutoff, and no length of pipe helps. Replace the walls with nothing but a region where the wave travels slightly slower, and the cutoff disappears — however weak the contrast and however thin the channel, at least one mode is bound. The difference is not a matter of degree; it is the difference between a boundary condition and a potential well.

waves · Guided waves What arrives in the back focal plane. A grating of pitch 1.2 µm illuminated at 550 nm, and the spectrum that appears in the objective's back focal plane. Each spatial frequency in the object leaves at its own angle, sinθ = mλ/d, and the bar heights are the Fourier coefficients of the object's transmittance. The aperture admits everything inside sinθ = 0.65, which here is orders -1, 0, 1 — 2 of them carrying information about the pitch. Orders outside it are drawn faint and are simply lost: they never reach the image plane, and no amount of magnification afterwards recovers them. This is where a microscope's resolution is decided — not at the image, not by the eyepiece, but by which of these bars the front of the objective is wide enough to catch.

The image that is a diffraction pattern twice

A lens does not project an object onto a screen. It takes the object's spatial frequencies apart, spreading them across its own back focal plane at an angle each, and then puts them back together — so an image is the object's spectrum, filtered by whatever the aperture admits, transformed back. With only the zeroth order through, the image is a uniform grey with no information in it at all.

optics · Imaging A cone of 14.3°, from two indices and nothing else. On the left, the acceptance cone of a step-index fibre with a core index of 1.4677 and a cladding of 1.4624. A ray entering steeper than the cone reaches the wall inside the critical angle and is refracted out at the first bounce; one inside it is trapped. The sine of the half-angle is √(n₁² − n₂²) = 0.125, which is 7.2° in air. On the right, that number against the fractional index difference between core and cladding. Nothing about the core's diameter appears: a fibre a hundred times thicker accepts exactly the same cone, and takes a hundred times the area's worth of light through it.

The cone a fibre will accept

A fibre takes light from a cone whose half-angle depends on two refractive indices and nothing else — not on how thick it is, not on how long, not on what is shining into it. That single number, squared and multiplied by the core's area, is all the light it will ever carry.

optics · Etendue Image distance against object distance. Image distance in focal lengths against object distance in focal lengths. At exactly one focal length the image runs off to infinity; inside it the image distance goes negative, which means virtual.

The focus that is a slab, not a plane

A lens images one plane and no other, which would make every photograph and every micrograph almost entirely out of focus. What rescues them is a tolerance — and there are two of them, one from rays and one from waves, which give different answers and stop being interchangeable exactly where microscopes work.

optics · Imaging The surface that focuses 1 into 1.52 with no error at all. A Cartesian oval: the locus of points for which 1 times the distance from the object plus 1.52 times the distance to the image is a constant. Every ray drawn takes exactly the same optical path, so every one arrives at the image point — not nearly, and not for small angles, but exactly, for rays at any angle the surface reaches. There is no spherical aberration because there is no approximation: this is what Fermat's principle asks for, solved rather than expanded. The surface is not a sphere, not a conic in general, and not anything a grinding machine makes easily, which is most of why lenses are spherical and aberrated instead.

The surface that images one point exactly

Fermat's principle says every ray from an object to its image must take the same time. Written as an equation, that is a curve Descartes found — a surface with no aberration at all, at any angle. It exists, it is easy to compute, and it images exactly one pair of points and nothing else.

optics · Fermat A bend of 5 mm, and where the field has to give up. The transverse profile of the guided mode, with the core shaded and the radius at which a bend of 5 millimetres would require the field to outrun the cladding marked. Inside the core the field is a cosine; outside it decays, and the decay is what keeps the mode together. Bending the guide imposes a rigid rotation, so the field a distance x from the axis must travel faster in proportion to x — and past 13.5 micrometres it would have to travel faster than the cladding permits. There the field can no longer be evanescent, and what is there radiates away. The amount there is 1.63e-2 of the peak, which is why the loss is negligible until the caustic moves in, and then is not.

The mode that will not turn a corner

Bend a waveguide and the field has to go round with it, which means the part furthest from the centre has to travel faster. Past a certain distance it would have to travel faster than the surrounding medium allows, and everything out there radiates away — which is why bend loss is exponential in the radius and arrives all at once.

waves · Guided waves The étendue, tiled. The phase space of a one-dimensional optical system: position across a twenty-micrometre aperture, against the optical direction cosine n·sinθ, for a system accepting ±0.1. The shaded rectangle is what the beam occupies, and its area — 4 micrometre-radians — is the one-dimensional étendue, the quantity no arrangement of lenses can reduce. Divided by a wavelength of 500 nanometres it is 8, and the rectangle is tiled here with exactly 8 cells of area one wavelength each. That is the whole content of the count: a cell of phase-space area λ is the smallest patch a field can be confined to, because squeezing it in position spreads it in direction by the same relation that gives a slit its diffraction pattern, so an étendue is a number of modes and its conservation is the conservation of a count. The cells are drawn four wide and two high, which is arbitrary: only a cell's area is fixed, not its shape — a beam may be confined tightly in position and loosely in angle or the other way round, and the trade is what an optical system is for.

The invariant that is a count

Étendue is an area times a solid angle, and ray optics gives it no floor — nothing in a ray has a size. Divide it by the square of the wavelength and it becomes a number of modes, its conservation becomes the conservation of a count, and the count has a least value of one. That is where the ray bound hands over to diffraction, and the handover is the same number written two ways.

optics · Etendue Four rays that arrive together. Meridional rays through a fibre whose index falls as the square of the distance from the axis, launched at four angles, drawn against distance along the fibre in millimetres and radius in units of the core radius. Each path is integrated from the ray equation. A steep ray swings out to where the index is lower and travels faster; a shallow one stays near the axis where the index is highest and travels slowest, and in a parabolic profile the two effects cancel: the four rays cross the axis within 0.36 per cent of a pitch of each other, measured off the traced paths rather than assumed. The pitch is 1.11 millimetres and it contains no launch angle, which is the whole of the result. Nothing about what the fibre accepts has changed — the acceptance cone is what the invariant fixed and it is untouched — and everything about when the light arrives has.

The same cone, and a different arrival

The invariant fixes what a guide accepts and says nothing about when it arrives, and the two turn out to be nearly independent. Shaping the index so that the rays which travel furthest also travel fastest cuts the spread in arrival times by a factor of five hundred, at the cost of exactly half the light — and the acceptance cone the invariant governs is untouched throughout.

optics · Etendue

Named alongside it

The objects these essays reach for when they reach for this one.

Guided wavesRefractive indexApertureDiffraction limitImagingOptical fibreTotal internal reflectionCoherenceEtendueOptical invariantSnell's lawWavefront

All concepts