Concept

Instability — where it appears

The condition in which a small departure from a state grows rather than returns, so that the state cannot be occupied in practice. Whether a state is unstable is decided by a sign rather than by a size, and once it is, the eventual amplitude is set by what stops the growth rather than by what started it.

Named by 19 essays across 6 fields — each of them below, with the objects they name alongside it.

The small bubble empties into the large one. Two soap bubbles of radius 4 mm and 12 mm joined by an open tube. The excess pressure inside each is 4γ/R — 72.8 Pa and 24.3 Pa — so the 4 mm bubble is at the higher pressure and blows itself into the other. The smaller a bubble gets the harder it pushes, so the process runs away rather than settling: there is no equilibrium anywhere except both bubbles equal.

The small bubble blows up the big one

Connect two soap bubbles of different size and the small one empties into the large one. Everybody expects the opposite, and the reason it happens is one equation with a radius in the denominator — which also means the process runs away rather than settling.

fluids · Surface tension
Which wavelength wins. The growth rate of a disturbance on a liquid thread against kR, the circumference divided by the wavelength. Everything to the right of one decays; the maximum sits at kR = 0.697, which is a wavelength of 9.01 radii or 4.51 diameters. That number, and not a property of any particular liquid, is what sets the spacing of the drops a tap breaks into.

The thread that cannot stay a thread

A stream of water from a tap breaks into drops, and it does so at a spacing that is always about four and a half diameters. Nothing chooses that number — it is the wavelength that grows fastest out of a competition between all of them, and it can be computed before any water is poured.

fluids · Surface tension
Every path the body can take, at one angular momentum. The angular momentum vector, drawn in the body's own frame on the sphere its length confines it to, for a body whose principal moments are 3.068e-3, 6.817e-3 and 9.750e-3 kg m². Each closed curve is one motion, traced by integrating Euler's equations rather than by solving for the intersection of the sphere with the energy ellipsoid, so a curve closes only if the physics closes it. The low-energy curves circle the greatest-moment axis and the high-energy ones circle the least; both sets are small loops that stay near their axis, which is what stability looks like. Between them is the one curve that is not a loop at all — four arcs, drawn heavier, meeting at the intermediate axis and leaving it again. A body spun about that axis is balanced on the crossing point of paths that go somewhere else, which is the whole of why it does not stay.

The axis that will not hold

A book spun about its long edge keeps spinning about it. Spun about the axis through its covers, it keeps spinning about that. Spun about the third axis, it flips end over end, again and again, with nothing touching it. Three numbers decide, and what matters is only their order.

mechanics · Rotation
Where modulating a system sets it going. The regions of the modulation plane in which an oscillator with a damping ratio of 0.02 will not stay still. The horizontal axis is the modulation frequency in units of the oscillator's own; the vertical is how deeply the stiffness is modulated. Inside a shaded wedge the state of rest is unstable and any disturbance grows exponentially; outside it, nothing happens at all. The wedges sit at modulation frequencies of twice, once and two-thirds of the natural frequency, and the first is much the widest — it opens at a depth of 8.0%, against 40.0% for the second. Each boundary is found by integrating one period of the modulation from two independent starts and asking whether the resulting map has a multiplier outside the unit circle, then bisecting on the depth; none of the shape is drawn by hand. Without damping every wedge would come to a point on the axis and there would be no threshold at all — the flat bottom of each is damping, and it is why a swing has to be pumped hard enough before it does anything.

The swing that is pumped, not pushed

Nobody pushes a swing they are sitting on. They stand up at the bottom and sit down at the ends, which changes the pendulum rather than forcing it — and does so twice per period. The equation that describes it has no forcing term at all, so standing still is always a solution, and what the pumping changes is whether standing still is stable.

waves · Resonance
The same steady pull, twice. Spring force divided by the normal load, against time, with the far end drawn away at 100 µm/s in both traces and every property of the contact the same. The soft holder at 0.4 k_c produces events every 3.75 s, each of which reaches 0.94 m/s — 9.4e+3 times the speed it is being pulled at. The stiff one at 1.6 k_c settles to a straight line and stays on it.

The chatter a stiffer holder removes

A brake squeals, a bow sounds a string, a fault slips in jerks. The usual explanation is that static friction exceeds kinetic friction — and that explanation, taken seriously, predicts the jerking would happen no matter how the thing were held. It does not, and what decides is a length nobody mentions.

mechanics · Friction
The field near a neutral point. Field lines near a magnetic null, traced by following the local field direction rather than plotted from the closed form. The field is B ∝ (y, k²x) with k = 1, whose lines are the hyperbolae y² − k²x² = constant and whose separatrices are the straight lines y = ±1x. At k = 1 the X is symmetric and the current density is exactly zero: the field is curl-free, and nothing is stored in it beyond the field itself. The four quadrants are four separate flux systems, and which of them a given line belongs to is the quantity a frozen-in field is not allowed to alter.

The knot the field cannot untie

A perfectly conducting fluid cannot change which field line joins which piece of it. So two flux systems pushed together may be squashed indefinitely and can never merge, and the energy of the squashing accumulates with nowhere to go. The release happens only where the perfect conductivity locally fails — in a sheet three metres thick inside a structure ten thousand kilometres across — and the rate that follows is a hundred thousand times too slow for the flares that are observed.

astrophysics · Flux freezing
Everything is decided against one line at 9.76 K per kilometre. Temperature against height for five environments, with the dry adiabat drawn heavy. A parcel lifted from the ground cools along the adiabat, at g/c_p = 9.76 K/km — a number with no meteorology in it, only gravity and the heat capacity of air. If the environment cools faster than that, a lifted parcel finds itself warmer than its surroundings and keeps going; if it cools more slowly, the parcel finds itself colder and sinks back. -5 K/km gives N² = 5.02e-4 s⁻², a period of 4.7 min; 0 K/km gives N² = 3.32e-4 s⁻², a period of 5.7 min; 6.5 K/km gives N² = 1.11e-4 s⁻², a period of 9.9 min; 9.8 K/km gives N² = -1.43e-6 s⁻², an e-folding time of 835 s; 12 K/km gives N² = -7.63e-5 s⁻², an e-folding time of 114 s. The classification is a comparison of two slopes and nothing else: no density appears in it, and the same cold air is stable under one profile and unstable under another.

The layer a parcel cannot leave

Whether a column of air overturns is not decided by its density but by a difference of two gradients — the rate the environment cools with height, and the rate a lifted parcel cools on its own. Subtract one from the other and what is left is a restoring force per unit displacement, so a stable atmosphere rings at a period of minutes and an unstable one has no period at all.

fluids · Stratification
The outward pull on a charged surface. Electrostatic pressure against the field at a conductor's surface. The quantity is ½ε₀E², the energy density of the field itself, and it is outward whatever the sign of the charge — like charges repel, and a charged surface is trying to fly apart. The factor of a half is the interesting part and is where a first attempt goes wrong: the field is σ/ε₀ outside and zero inside, and the layer of charge feels neither of those but their mean, because no charge exerts a force on itself. 0.5 MV/m gives 1.1 Pa, 1 MV/m gives 4.4 Pa, 2 MV/m gives 17.7 Pa, 3 MV/m gives 39.8 Pa, 5 MV/m gives 110.7 Pa. Those are small pressures — three megavolts per metre is the breakdown field of air and pulls with about a hundredth of an atmosphere — which is why electrostatic forces shape soap films and dust and not much that is stiffer, and why the same pressure set against surface tension has a definite size of drop at which it wins.

The pressure a charge puts on its own metal

Charge on a conductor sits on the surface and tries to leave. The outward pull is half epsilon-nought E squared, the half is because a charge exerts no force on itself, and setting that pull against surface tension gives the largest a charged drop is allowed to be — a number Rayleigh wrote down in 1882 and an industry now depends on.

electromagnetism · Conductors
A magnetisation curve, and the same curve magnified. On the left, the position of a domain wall against the applied field, over the whole of a crystal. It looks like a curve. On the right, a window 2.0% of its width, taken 42% of the way across, at the magnification a sensitive measurement reaches: the wall does not move at all while the field rises, then jumps, then stops again. The largest jump in the window covers 0.67 units of wall position in no field change at all. There is nothing smooth underneath this — the smooth curve on the left is a staircase with 1400 steps in it, drawn small.

The curve that is really a staircase

A magnetisation curve is drawn as a smooth line and is nothing of the sort. Measured finely enough it is a sequence of jumps of every size, audible as a crackle in a coil, with no typical jump and no smooth motion underneath.

electromagnetism · Magnetisation
Force against slip, and the knee between them. The force a tyre delivers against how much faster its tread is going than the road, for a patch 120 mm long under 4000 N with a friction coefficient of 1. The curve is the integral over the bristles, and the dashed line is the cubic the brush model gives in closed form; they agree to 0.00 per cent of the sliding force. The first slope is 80 kN per unit slip, and it belongs entirely to the elasticity of the rubber — at vanishing slip nothing is sliding, so no friction coefficient can appear in it. Full sliding is reached at 15.0 per cent slip and not before. Everything a driver calls grip lives on the rising part of this curve, at a few per cent of slip, where the patch is partly stuck and partly sliding — and the quantity that decides handling in that region is the slope rather than the friction coefficient at the top.

The grip that needs a little slipping

A wheel that transmits any force at all is not rolling. Part of its contact patch is stuck to the road and part is already sliding, and the force it delivers is a measure of how much has given up. The useful part of the curve is a few per cent of slip, the peak is not the end of it, and everything past the peak is unstable.

mechanics · Friction
A gas of grains that lose 51 per cent of their energy per collision, cooling into clumps. 2000 discs in a square box with periodic walls, covering 25 per cent of its area, started with random velocities and left alone. Each collision keeps a fraction e = 0.7 of the relative velocity along the line of centres. The panels are the same gas at three temperatures, where temperature means the mean kinetic energy of a grain: 0.85 T₀, 0.019 T₀, 0.00049 T₀. It starts uniform — the grain counts in a 10 × 10 grid have a variance 0.3 times their mean, more even than scattered points because discs cannot overlap — and ends in dense bands and clumps with empty space between, the variance 17 times the mean. Nothing attracts anything. The clumps form because a dense patch collides more often, cools faster, loses pressure and is squeezed denser by the hotter gas around it.

The gas that cools itself into clumps

Shake a box of grains hard enough and they fly about like the molecules of a gas. Stop shaking and the gas cools, because every collision destroys a little of the motion — and it does not cool evenly. A denser patch collides more often, cools faster, loses pressure, and is squeezed denser by the hotter gas around it. With nothing attracting anything to anything, the gas gathers itself into clumps and bands, and in the limit three grains can collide infinitely many times in a finite time.

fluids · Granular matter
The thin parcel that keeps sinking. A parcel pushed one centimetre down a column in which heat stabilises and salt destabilises, with a density ratio of 2, integrated for three hours, for parcels whose pattern of sinking and rising water repeats every 2 m, 20 cm, 6 cm. The 2 m parcel keeps its heat and its salt and swings back and forth with the buoyancy period of 23.6 minutes. The 20 cm parcel crosses its starting level 8 times while its swing dies away, and is left sinking slowly, at the 0.48 e-folds an hour its width allows; the 6 cm parcel never comes back and passes five centimetres below it after 60 minutes. The thinnest loses its heat to its surroundings in 11 minutes and its salt in 18 hours, so it arrives salty and cooled, heavier than the water around it, and runs away at 2.33 e-folds an hour — the rate the linear dispersion relation gives for that width.

The salt that sinks through a stable sea

Warm salty water lying on cold fresh water is heavier at the bottom at every depth, and by every test of static stability it should stay where it is. It does not. Heat leaks sideways out of a thin tongue of sinking water a hundred times faster than salt does, so the tongue arrives cooled and still salty — heavier than its new surroundings — and keeps going. A column can be stable by density and unstable by diffusion, and most of the subtropical ocean is.

fluids · Stratification
Shake more gently and the grains choose a side. The steady share of the grains in each of two shaken compartments joined by a slot, against B, the parameter that grows as the shaking gets gentler. Below B = 4 the only steady state is an equal share, and it is stable. At B = 4 it becomes unstable and two clustered states appear, continuously, one with each compartment full: the fuller compartment holds 0.855 of the grains at B = 5, 0.929 at 6 and 0.979 at 8. Which compartment fills is decided by the first fluctuation. Nothing in the rules prefers either side, and the equal state that the rules would suggest is the one the grains avoid.

The sand that chooses a side

Divide a box of grains into two compartments with a slot in the wall between them and shake it from below. Shaken hard, the grains share themselves equally, as molecules of a gas would. Shaken a little more gently, they gather in one compartment and leave the other almost empty, and the crowded side is cold and the empty side hot. Nothing sorted them. Every collision between grains loses energy, and a compartment that happens to hold a few more grains loses more of it and stops throwing grains over the wall.

fluids · Granular matter
The band in which radiation feeds a mode instead of draining it. The speed of a mode's pattern as seen from far away, in units of the star's own spin rate, against the spin rate as a fraction of the fastest a star can turn. The shaded band, between zero and one, holds patterns that run forward across the sky and backward through the star; gravitational radiation drives any mode inside it and damps any mode outside. The r-modes with ℓ = m = 2, 3 and 4 sit at 0.667, 0.833 and 0.900 at every spin, inside the band however slowly the star turns. The dashed curves are schematic modes whose crests run backward on the star at a fixed 0.2, 0.5 and 0.9 of the Kepler rate: each is dragged into the band only once the star turns faster than its crest runs, which is why an ordinary oscillation needs a star near break-up and an r-mode does not.

The wobble that radiating makes larger

Radiation normally drains a vibration: a struck bell goes quiet because it sends its energy away as sound, and a ringing black hole settles in milliseconds because it sends its energy away as gravitational waves. A spinning star can have the opposite. A pattern that runs backward through the star's material, while the star carries it forward across the sky, has less angular momentum than the star would have without it, and every wave it radiates takes away angular momentum it did not have to give. The pattern grows. One family of such patterns, the r-modes, runs backward on every rotating star, so every spinning neutron star is unstable unless friction wins — and that may be why none has been found spinning faster than 716 turns a second.

astrophysics · Gravitational waves
The boiling curve, which turns back. Heat flux from a horizontal surface into water boiling at one atmosphere, on a logarithmic axis, against how far the surface is above the boiling point, also logarithmic, from standard correlations. At a few degrees heat leaves by convection; from about 5 K bubbles nucleate and the flux climbs as the cube of the superheat, to the critical heat flux of 1.11 MW/m² at 20 K. Beyond it the flux FALLS as the surface gets hotter — the transition regime, drawn dashed as the interpolation it is — down to 19 kW/m² at 67 K, the Leidenfrost point, where a continuous film of vapour insulates the surface. Past that, film boiling and radiation let the flux rise again, slowly: 310 kW/m² at 1000 K above boiling. Between the crisis and the Leidenfrost point, a surface 3 times hotter passes 58 times less heat.

The boiling curve that turns back

Heat a surface under water and more heat flows from it the hotter it gets — up to a point. Past about twenty degrees above boiling the bubbles crowd together, merge, and begin to blanket the surface with vapour, and from then on a hotter surface passes less heat, not more, until by a few hundred degrees above boiling it is wrapped in an insulating film and passes fifty times less than it did at its best. Shigeo Nukiyama found the turn in 1934 by melting wires. It is why a water drop skates for a minute on a very hot pan but vanishes in two seconds on a merely hot one, and why every boiler, steam generator and water-cooled reactor is designed around a number called the critical heat flux.

thermodynamics · Phase change
Four plasma columns that need exactly the same current. Left: four pressure profiles across a 1 cm column — flat-topped, parabolic, peaked and hollow — each holding the same 10¹⁹ ions per metre at the same 10 keV, so the same total ∫2πr p dr. Right: the current each needs to hold itself together, from solving the force balance J × B = ∇p with Ampère's law, radius by radius. All four come out at 0.800, 0.800, 0.800, 0.800 MA: Bennett's 0.800 MA. The shape of the column decides where the current flows and how strong the field is inside it, and has no effect at all on how much current there must be.

The current that squeezes what carries it

A current flowing along a column of hot gas makes a magnetic field that wraps round the column, and the field pushes the current inward. If the column is a plasma, free to move, it is squeezed. Ampère's law and a balance of forces then fix how much current a column of given temperature needs to hold itself together — and the answer does not depend on how wide the column is or how its plasma is arranged inside. Ten thousand electronvolts in ten million million million ions per metre needs 0.8 million amperes, whatever the shape. Above about 1.4 million amperes the same arithmetic says a hydrogen column radiates faster than its current can heat it, and collapses.

electromagnetism · Ampere law
A cluster grown by random walkers. 3000 particles, each released far away to wander at random on a square grid until it first touches the cluster and sticks there, starting from one seed at the centre. Colour marks the order of arrival: the first third (violet), the second (blue), the last (red). The cluster is 220 grid steps across, branched and open, and almost every late arrival is at the outer tips: walkers wander into the outer branches long before they can find their way into the gaps between them. The gaps never fill.

The cluster that grows where the walkers arrive

Let particles wander in one at a time from far away, each sticking where it first touches a growing clump. The rule has nothing in it about shape, and the clump that results is a lacy, branched thing whose mass grows more slowly than its area, so it gets emptier the bigger it gets. The reason is that a random walker reaches the outermost tips long before it can find its way into a gap between branches. The same arithmetic — the probability that a walker arrives is a solution of Laplace's equation — shapes electrodeposits, lightning-like discharges in plastic, fingers of water pushed into oil, and colonies of bacteria short of food.

thermodynamics · Diffusion
Two beams that each stay straight, and wind each other into whirlpools. Phase space of a one-dimensional particle simulation: every dot is an electron, plotted at its position along a periodic box one fastest-growing wavelength long (10.26 v₀/ωₚ) and its velocity, in units of the beam speed. One beam starts at +v₀, the other at −v₀, with a 0.0001 ripple in position. At t = 18/ωₚthe beams are visibly rippled; by 26 the ripple has grown into overturning, and by 40 the two beams have wound round each other into a single vortex, filamented into strands. When growth first stops, at ωₚt = 25.2, the wave's field is 0.56 m v₀ωₚ/e; electrons trapped in it bounce at 0.59 ωₚ, faster than the 0.354 ωₚ at which it was growing, and it traps any electron within ±1.92 v₀ of the wave's speed — zero, by symmetry — so both beams are inside its separatrix; total energy was conserved to 0.31%.

The two beams that unravel each other

A cold beam of electrons, alone, is perfectly stable: disturb it and it rings at its plasma frequency and carries the ringing downstream. Send a second beam through it the other way and the pair is not stable at all. A ripple of the right length grows by a factor of e in less than half a plasma period, takes a third of the beams' drift energy into an electric field, and then winds both beams into a single whirlpool in which their drift is gone. Neither beam can do it. The growth exists only in the pair, and a beam a millionth as dense as the plasma it crosses is enough to start it.

astrophysics · Plasma oscillation
An ice sheet resting on a bed below the sea. A section along the flow of an ice sheet on the MISMIP benchmark bed, which lies below sea level beyond 480 km from the divide and deepens inland between 974 and 1265 km. Dashed: the height the ice surface would stand at if the ice were just thick enough to touch the bed — 1.11 times the water's depth thick, a ninth of it above the sea. At the rate factor drawn, the balance of snowfall against export has three solutions: grounding lines at 800, 1124, 1376 km. The outer two are stable; the middle one, on the stretch where the bed deepens inland, is not. The ice drawn — its surface a plastic profile, a sketch rather than a solution — rests on the bed out to 1376 km, where it must be 803 m thick to touch it, and floats beyond as a shelf.

The grounding line with nowhere to stop

Where an ice sheet flowing into the sea lifts off its bed and begins to float, buoyancy fixes how thick it is: just thick enough to touch the rock, about 1.1 times the depth of the water. The ice crossing that line goes as the 19/4 power of the thickness, so twice the depth sends out twenty-seven times the ice. On a bed that deepens inland, a grounding line that retreats a little moves into deeper water, exports more, and retreats further. No steady state can sit there, and an ice sheet whose edge reaches such a slope crosses the whole of it.

fluids · Buoyancy

Named alongside it

The objects these essays reach for when they reach for this one.

HysteresisStabilityBuoyancyDissipationLaplace pressureStick-slipSurface tensionAngular momentumCurvatureDampingDensityDiffusion

All concepts