Concept

Stability — where it appears

Whether a state returns after a small disturbance, which is a different question from whether it is an equilibrium at all. An equilibrium is where the net force vanishes; stability is the sign of the second derivative, and a system can sit at an unstable one indefinitely if nothing disturbs it.

Named by 16 essays across 4 fields — each of them below, with the objects they name alongside it.

A heeled hull, and the couple it makes. A rectangular hull of beam 3 m heeled 18°, with the waterline solved so that it displaces the same volume it did upright. The centre of buoyancy has moved 0.244 m to the low side, and weight and buoyancy now act along two lines 0.059 m apart — a couple that turns the hull back upright.

Why a ship comes back upright

Whether a floating body rights itself or rolls over is not decided by its weight, its density or how deep it sits. It is decided by the shape of the slice the water cuts through it, and the number that settles it can be worked out before the vessel is built.

fluids · Buoyancy
Which failure comes first. The dividing line between a block that slides and one that tips over, for a horizontal push applied at the top. Sliding needs a force of μ_s times the weight; tipping needs the push's moment about the leading bottom edge to beat the weight's, which is the weight times half the width. The weight appears in both and cancels, so the boundary is the curve aspect ratio = 1/2μ_s and nothing else: not the mass, not how hard the block is pushed, and not what it is made of except through μ. At μ_s = 0.5 the dividing shape is as tall as it is wide; at μ_s = 0.2 it is 2.5 times as tall. Of the 5 objects marked, 3 sit above the line and go over rather than sliding: a paperback, standing, a full filing cabinet, a pint glass.

Slide or topple

Push a wardrobe and it goes over; push a brick and it skids. Both are held by the same friction and both are pushed by the same hand, and which of the two failures arrives first has nothing to do with how hard the push is. The floor decides it, by shifting where it pushes back.

mechanics · Free-body
Where modulating a system sets it going. The regions of the modulation plane in which an oscillator with a damping ratio of 0.02 will not stay still. The horizontal axis is the modulation frequency in units of the oscillator's own; the vertical is how deeply the stiffness is modulated. Inside a shaded wedge the state of rest is unstable and any disturbance grows exponentially; outside it, nothing happens at all. The wedges sit at modulation frequencies of twice, once and two-thirds of the natural frequency, and the first is much the widest — it opens at a depth of 8.0%, against 40.0% for the second. Each boundary is found by integrating one period of the modulation from two independent starts and asking whether the resulting map has a multiplier outside the unit circle, then bisecting on the depth; none of the shape is drawn by hand. Without damping every wedge would come to a point on the axis and there would be no threshold at all — the flat bottom of each is damping, and it is why a swing has to be pumped hard enough before it does anything.

The swing that is pumped, not pushed

Nobody pushes a swing they are sitting on. They stand up at the bottom and sit down at the ends, which changes the pendulum rather than forcing it — and does so twice per period. The equation that describes it has no forcing term at all, so standing still is always a solution, and what the pumping changes is whether standing still is stable.

waves · Resonance
Buoyancy that falls away as the body sinks. The net upward force on a body containing a little gas, against how deep it has been taken, for 3 gas fractions. The weight does not change with depth. The buoyancy does, because the gas obeys Boyle's law and the pressure rises by an atmosphere every ten metres, so a body that displaced its own weight at the surface displaces less at depth. Every curve therefore slopes downward, and that slope is the whole point: where a curve crosses zero the body is in equilibrium, and the crossing is always from above, which makes every one of these equilibria unstable. Push the body a little deeper and the force does not push back — it turns downward and grows. The crossings drawn are at 8.2 m, 10.0 m, 13.6 m, and a body sitting at one of them is balanced in the sense that a pencil is balanced on its point. This is why a diver at neutral buoyancy has to keep adjusting, why a submarine's depth is held by hydroplanes and not by ballast alone, and why a fish that loses the use of its swim bladder sinks rather than drifting.

The depth past which it must sink

A body carrying a pocket of gas can be trimmed to hang motionless in water at exactly one depth. Push it a little deeper and it does not come back — the gas compresses, the buoyancy falls, and the equilibrium turns out to have been balanced on its point.

fluids · Buoyancy
A 120 g top at 3000 rpm, precessing once every 1.92 s. A disc of radius 30 mm spinning at 3000 revolutions a minute on a shaft 45 mm long, tilted 30° from the vertical. The weight acts at the centre of mass and the pivot holds the bottom, so the torque about the pivot is horizontal and at right angles to the plane containing the axis and the vertical. Angular momentum points along the axis; a torque at right angles to a vector turns it without changing its length, so the axis sweeps round the dashed circle instead of falling. The precession rate is Mgl divided by I₃ω₃ to leading order, which is 3.269 radians a second here, or one turn every 1.92 seconds — slower the faster it spins.

The push that comes out sideways

Push down on a spinning wheel's axle and it swings horizontally. Nothing about that is mysterious once angular momentum is a vector — but the steady precession every demonstration shows is a solution nobody's initial conditions select, and a top released from rest does something else first.

mechanics · Rotation
The same block, one of them with no upthrust at all. Two identical blocks 0.8 m tall with their tops 1.2 m under the surface, drawn with the pressure on every wetted face at its true relative size. On the right the block is clear of the floor and the pressure on its underside exceeds that on its top by 7.8 kPa, which is ρgh and is exactly Archimedes' 7.8 kPa. On the left the bedding is perfect and there is no water under it, so nothing pushes up: the resultant is 11.8 kPa downward and the block presses on the floor with more than its own weight. Buoyancy is not something the fluid has. It is what the bottom face is doing, and a face the fluid cannot reach does nothing.

The block the water does not lift

A block bedded flat on the bottom of a tank, with no water underneath it, feels no upthrust at all. It is fully submerged, Archimedes' principle is not suspended, and it presses on the floor with more than its own weight — because buoyancy is not something a fluid has, it is what the bottom face is doing, and a face the water cannot reach does nothing.

fluids · Buoyancy
Everything is decided against one line at 9.76 K per kilometre. Temperature against height for five environments, with the dry adiabat drawn heavy. A parcel lifted from the ground cools along the adiabat, at g/c_p = 9.76 K/km — a number with no meteorology in it, only gravity and the heat capacity of air. If the environment cools faster than that, a lifted parcel finds itself warmer than its surroundings and keeps going; if it cools more slowly, the parcel finds itself colder and sinks back. -5 K/km gives N² = 5.02e-4 s⁻², a period of 4.7 min; 0 K/km gives N² = 3.32e-4 s⁻², a period of 5.7 min; 6.5 K/km gives N² = 1.11e-4 s⁻², a period of 9.9 min; 9.8 K/km gives N² = -1.43e-6 s⁻², an e-folding time of 835 s; 12 K/km gives N² = -7.63e-5 s⁻², an e-folding time of 114 s. The classification is a comparison of two slopes and nothing else: no density appears in it, and the same cold air is stable under one profile and unstable under another.

The layer a parcel cannot leave

Whether a column of air overturns is not decided by its density but by a difference of two gradients — the rate the environment cools with height, and the rate a lifted parcel cools on its own. Subtract one from the other and what is left is a restoring force per unit displacement, so a stable atmosphere rings at a period of minutes and an unstable one has no period at all.

fluids · Stratification
The potential a shaken pivot creates. The effective potential of a pendulum whose pivot is shaken vertically, against the angle from hanging, for shaking rates of 8, 14, 20, 30 times the pendulum's own frequency at an amplitude of 0.12 of its length. The shaking averages to no force at all — it is up as often as down — and yet it adds a term to the potential, because the pendulum's position is correlated with the phase of the shake rather than independent of it. The added term is proportional to sin²θ, so it is largest sideways and zero at both the hanging and the inverted positions, and it turns the maximum at 180° into a minimum once 14× and 20× and 30× the natural frequency is reached. The criterion is (aΩ)² > 2gL: the shake speed must beat the speed a fall through the pendulum's own length would give. Upside down then becomes a stable equilibrium, with a restoring force and a period of its own.

Held up by a force that averages to nothing

Shake a pendulum's pivot up and down fast enough and the pendulum will stand upside down, balanced, and push back if it is nudged. The shaking supplies no average force at all — it is up as often as it is down — and the reason it nevertheless holds is that the pendulum's position and the phase of the shake are not independent.

mechanics · Pendulum
Every stationary point has a way out. The potential along four lines through the most symmetric point of a symmetric arrangement of 4 equal charges at the corners of a square — the one place a trap might be expected. In the plane of the square the potential rises in every direction; out of the plane it falls. The point is stationary and it is a saddle, which is what Laplace's equation forces: the three second derivatives must sum to zero — computed here as 1.4e-5 against the individual values of order 2e+0 — so if two of them are positive the third must be negative. A particle released here rolls away along the direction that falls. No amount of ingenuity in placing the charges changes this, because the constraint is on the equation rather than on the arrangement, and it is why every real trap for a charged particle either uses time-varying fields, or a magnetic field with a velocity, or a material with a negative response.

Nothing can be held still by a static field

However many charges are arranged, however cleverly, a charge placed among them has somewhere to fall. The reason is one line of arithmetic — the potential in empty space satisfies Laplace's equation, and a solution of that equation has no interior maximum or minimum — and the consequence is that every real trap for a charged particle works by breaking one of the assumptions rather than by being cleverer.

electromagnetism · Potential
The same top, let go four ways. The path traced by the top of the axis, seen from directly above, over 1.2 precession periods. The dashed circle is the tilt the top was released at and the outer circle is 46.8° from the vertical. Released from rest the axis falls, and the fall is what generates the sideways motion: the path comes to a cusp each time it returns to the starting tilt, because at that instant the precession rate is momentarily zero. Launched at exactly the steady rate the path is a circle and the nutation is absent. Launched slower it waves; launched faster it loops: at 0× the steady rate the path comes to cusps, at 0.45× the steady rate the path waves, at 1× the steady rate the path stays a circle, at 1.9× the steady rate the path waves. Every one of these is the same equation with the same top and the same spin.

The top that nods before it settles

A spinning top let go from rest does not begin to precess. It falls, catches itself, and comes back up, over and over, at a frequency that has nothing to do with gravity — and the steady precession every textbook draws is what is left after friction has removed the nod.

mechanics · Rotation
Every value the orbit of x → r x(1 − x) settles on. The values a long orbit of x → r x(1 − x) visits, one column of the picture for each of 320 settings of r between 2.8 and 4. A single point means the orbit settles to one value, two means it alternates, and each branching doubles the count with the gaps shrinking by a constant factor. The superstable settings marked run 3.23607, 3.49856, 3.55464, located by bisection on the map itself. They accumulate at r = 3.569946, and past it the orbit visits a band of values rather than a list of them. The bands are not noise: the map has no random number in it, and the same initial value gives the same orbit every time.

The map a dripping tap turns out to be

A universal result about one-dimensional maps is worth nothing to a physicist unless a real system is one, and a tap, a convection cell and a driven circuit are continuous systems with no map in sight. What makes them maps is dissipation — and the systems that have none take a different route entirely.

mechanics · Chaos
A drive at one frequency, and what comes back at three times it. The Fourier components of the steady motion of an oscillator driven at a single frequency ω = 1.35, for drive strengths of 0.02, 0.05, 0.1. The equation is a harmonic oscillator with a cubic term added, and the components are projected out of the integrated motion rather than assumed. A linear oscillator answers only in the first column. This one answers in the third as well, because x³ of a cosine contains a cosine of three times the angle. The third harmonic grows as the drive to the power 3.00 where the fundamental grows as the power 1.00, so it is negligible at small drive and not at large — which is why nonlinearity in an instrument is a specification rather than a yes or no.

The oscillator that answers at three times the question

Push a spring hard enough that the parabola stops being the whole story, and three things happen that a linear oscillator cannot do: it emits frequencies nobody supplied, its resonance leans over, and its amplitude at one drive frequency depends on where the drive has been.

mechanics · Harmonic approximation
Force against slip, and the knee between them. The force a tyre delivers against how much faster its tread is going than the road, for a patch 120 mm long under 4000 N with a friction coefficient of 1. The curve is the integral over the bristles, and the dashed line is the cubic the brush model gives in closed form; they agree to 0.00 per cent of the sliding force. The first slope is 80 kN per unit slip, and it belongs entirely to the elasticity of the rubber — at vanishing slip nothing is sliding, so no friction coefficient can appear in it. Full sliding is reached at 15.0 per cent slip and not before. Everything a driver calls grip lives on the rising part of this curve, at a few per cent of slip, where the patch is partly stuck and partly sliding — and the quantity that decides handling in that region is the slope rather than the friction coefficient at the top.

The grip that needs a little slipping

A wheel that transmits any force at all is not rolling. Part of its contact patch is stuck to the road and part is already sliding, and the force it delivers is a measure of how much has given up. The useful part of the curve is a few per cent of slip, the peak is not the end of it, and everything past the peak is unstable.

mechanics · Friction
The energy a spin is allowed, and the only direction it can go. A body with principal moments 1.000, 3.000, 4.000 spinning with a fixed angular momentum. Every possible motion has an energy somewhere in the band drawn here, and the three marks are the three principal-axis spins: energy L²/2I, so the largest moment of inertia gives the smallest energy. The band runs from 0.1250 to 0.5000 in units where the momentum is one — a ratio of 4.0. Anything inside the body that flexes and warms takes energy out and leaves the momentum untouched, so the state can only move leftwards along this band, and there is exactly one place for it to stop. A spin about the axis of least inertia is at the far right: it is a perfectly good solution of the equations of motion, stable against small disturbances in a perfectly rigid body, and it sits at the top of a hill the smallest leak will roll it off.

The axis a leak of energy chooses

A body spinning with nothing pushing on it keeps its angular momentum exactly, and keeps its kinetic energy only while nothing inside it flexes. At fixed momentum the energy is least for a spin about the axis of greatest inertia — so any leak, however small, has a destination. The first American satellite found this out in orbit.

mechanics · Rotation
The colours a draining film runs through, and the end of them. The fraction of light a free soap film reflects, against its thickness, at three wavelengths — 450, 550, 620 nm — computed from the sum over multiple reflections rather than from the two-beam approximation. The three curves peak at different thicknesses, which is why a draining film runs through a sequence of colours as it thins. Below about 11 nm every curve is under a tenth of a per cent and the film looks black. At zero thickness the reflectance is exactly zero, checked before the figure is drawn: the two surfaces reflect equally and half a cycle out of step, so a film much thinner than a wavelength cancels itself. That is the whole of why a black film is black. Nothing is absorbing; the film is there and has simply stopped being able to interfere constructively at any visible wavelength — which means the blackness is a measurement, and a film that has gone black is known to be thinner than about a tenth of a wavelength without anything being measured directly.

The film that goes black before it bursts

A soap film drains, runs through every interference colour, and then stops reflecting anything at all. The black patch is not a hole and not a film about to break: it is the thinnest and most stable state the arrangement has, held apart by a pressure between its two surfaces that only exists at distances of nanometres.

fluids · Surface tension
A body at an interface, and the difference that holds it. The net upward force on a ten-centimetre cube straddling the boundary between two fluids, against how far its underside sits below that boundary — each curve scaled by its own largest value so that three very different cases fit on one axis. The displaced weight has to be counted twice, once with each density, so the force is linear in the displacement with a stiffness set by gravity, the cube's cross-section and the difference of the two densities — the difference, and neither of them alone. air over water holds the cube with its underside 60 per cent of the way through, at a stiffness of 97.8 newtons per metre; oil over water holds the cube with its underside 47 per cent of the way through, at a stiffness of 14.5 newtons per metre; water over mercury holds the cube with its underside 24 per cent of the way through, at a stiffness of 1229.4 newtons per metre. Both numbers are read off the drawn curve rather than substituted. The consequence is the one worth the figure: a body at an oil–water interface is held six times less stiffly than the same body at an air–water one, because the density difference is six times smaller, and the ordinary intuition that a denser fluid holds a body more firmly is exactly wrong — what matters is the contrast across the surface the body is sitting in.

The body that displaces two things

Every earlier argument has a body wetted by one fluid, so the displaced weight is a volume times a density. A body at an interface displaces two, and what holds it is the *difference* between them — so the same block is held six times less stiffly at an oil–water boundary than at an air–water one. In a continuously stratified column the neutral depth becomes stable, which is the exact opposite of the compressible case.

fluids · Buoyancy

Named alongside it

The objects these essays reach for when they reach for this one.

EquilibriumBuoyancyTorqueAngular momentumDissipationInstabilityMoment of inertiaSimple harmonic motionStratificationCentre of gravityCompressibilityContact area

All concepts