Concept

Dispersion relation — where it appears

The function relating a wave's frequency to its wavenumber, whose first derivative is the group velocity and whose second decides the spreading. Everything a medium does to a wave is in that one curve, and a straight line through the origin is what non-dispersive means.

Named by 18 essays across 7 fields — each of them below, with the objects they name alongside it.

Which wavelength wins. The growth rate of a disturbance on a liquid thread against kR, the circumference divided by the wavelength. Everything to the right of one decays; the maximum sits at kR = 0.697, which is a wavelength of 9.01 radii or 4.51 diameters. That number, and not a property of any particular liquid, is what sets the spacing of the drops a tap breaks into.

The thread that cannot stay a thread

A stream of water from a tap breaks into drops, and it does so at a spacing that is always about four and a half diameters. Nothing chooses that number — it is the wavelength that grows fastest out of a competition between all of them, and it can be computed before any water is poured.

fluids · Surface tension
Speed against wavelength. Phase and group speed for waves on water 4 m deep. Short waves are dispersive — the speed rises as the square root of the wavelength and the group travels at half the phase speed — and long ones all travel at √(gh) = 6.26 m/s together, which is why a tsunami keeps its shape across an ocean while a wind sea spreads out into swell.

The speed that depends on the length

Long waves on water travel faster than short ones, which is why a distant storm arrives as a slow swell and a tsunami crosses an ocean without spreading. One relation covers both, and the two familiar rules taught separately are its two limits.

fluids · Wave packets
The two normal modes of a coupled pair at kc/k = 0.1. Two equal masses, each held to a wall by a spring of stiffness k and to each other by a coupling spring of 0.1k. Above: the in-phase mode, in which both masses move the same way by the same distance, the coupling spring never changes length, and the frequency is therefore 1.0000√(k/m) — the coupling does not appear in it at all. Below: the out-of-phase mode, in which the coupling spring changes length by twice the displacement, so each mass feels k + 2kc and the frequency rises to 1.0954√(k/m), a ratio of 1.0954. Both displacement patterns are the eigenvectors of the pair's stiffness matrix, obtained from its trace and determinant and checked against those two square roots. The red arrows are the force each mass is pulled back by, computed as −Kx: 1.00kA in the first mode against 1.20kA in the second, a factor of 1.20, which is the square of the frequency ratio because ω² is a stiffness over a mass. Any motion of the pair whatsoever is a sum of these two and nothing else.

The two pendulums that will not stop swapping

Coupled oscillators joined by a weak spring appear to hand energy back and forth. Nothing is handed anywhere: the system has only a pair of motions that keep their shape, at √(k/m) and √((k+2kc)/m), and the apparent traffic is the beat between them — 51 swings from one handover to the next at a coupling of one part in fifty. Extend the same arithmetic to N masses and it produces a dispersion relation with a hard ceiling, near 7 THz in copper.

mechanics · Harmonic approximation
Reflected upside down. A pulse arriving at a join where the impedance rises by a factor of 3, drawn at three moments. The amplitudes are read off the marched wave: the reflected pulse is -0.500 of the incident one and the transmitted pulse is 0.500, against (1−Z₂/Z₁)/(1+Z₂/Z₁) = -0.500 and 2/(1+Z₂/Z₁) = 0.500 from the two matching conditions. The reflection is inverted, which is the same fact as a pulse on a string flipping when it reaches a wall: a wall is a medium of infinite impedance, and the inversion is what keeps the displacement at the join equal to zero. Note that the transmitted amplitude exceeds one where the second medium is lighter, and that this is not a violation of anything: amplitude is not energy.

The equation that lets a shape travel

Newton's second law applied to a piece of string a millimetre long gives T·y″ = µ·ÿ, and the derivation never once asks what the string is made of. Two things fall out immediately: the speed is √(T/µ) and belongs to the medium, and the general solution holds two arbitrary functions rather than one. The second of them is the reflection, which is why a boundary condition can be met at all.

waves · Wave motion
The narrow packet is the one that spreads. Three packets on deep water, ω = √(gk), all built on the same 4 m carrier and differing only in bandwidth — 10%, 18%, 28% of the carrier wavenumber. Each curve is the width of the emitted envelope, measured as the second moment of its intensity about its own centroid in a frame moving at the group velocity, divided by that width at the start. The starting widths are 4.50 m, 2.50 m, 1.61 m, and the order of the curves is the reverse of the order of the widths: the shortest packet, which is the one with the widest spectrum, is the one that comes apart first. The dashed curves are √(1 + (t/τ)²) with τ = σ₀²/|d²ω/dk²| — computed from the dispersion relation, not fitted. They agree with the measured widths to 0.3% at 10% bandwidth, 3.3% at 18% bandwidth, 8.5% at 28% bandwidth, and that ordering is the second thing the figure says: the closed form keeps only the curvature of ω(k), so it is exact for a narrow spectrum and starts to fail for a wide one, by about as much as the cubic term is worth. A packet with no bandwidth would never spread at all, and would also never begin or end.

The packet that will not keep its shape

A group velocity is only the first thing a dispersion relation says. The second is that the packet spreads — at a rate fixed by its own bandwidth and by the curvature of ω(k) — so a short pulse comes apart quickly and a long one hardly at all. It is a trade quantum mechanics is usually given credit for, and classical waves make it too.

waves · Wave packets
The frequencies a repeat will not carry. The band structure of a medium made of quarter-wave layers of index 1 and 2, repeated for ever: frequency against Bloch phase across one cell, in the reduced zone. Inside a band the phase runs from 0 to π and the wave travels. Between bands there is no real phase at all, and the shaded strips are frequencies at which the medium supports nothing — not a weakly transmitted wave, no wave. Gap 1 runs from 0.784 to 1.216; Gap 2 runs from 2.784 to 3.216, in units of the quarter-wave design frequency. The first, measured off the drawn band edges, is 0.4327 wide against the 0.4327 of (4/π)·arcsin|r| — the same number computed from the Fresnel ratio of the two indices alone, agreeing to 2.6e-14 per cent. Every band edge sits where the phase is 0 or π, which is to say where the wave's own period fits the repeat a whole number of times: the gap is a property of the periodicity, and the materials only decide how wide it is.

The gap a repeat opens

Stack two transparent materials in alternating layers and there is a band of frequencies the stack will not carry — not weakly, not with loss, but not at all. Nothing has been absorbed and neither material has a resonance there. What forbids those frequencies is the repeat itself, and the width of the band has a closed form containing only the ratio of the two indices.

waves · Periodic media
A band 3.60 eV wide, and the curvature is the whole story. Energy against wavenumber for one tight-binding band, α + 2β·cos(ka), with α = -4 eV, β = -0.9 eV and a repeat of 300 pm. The band is 3.60 eV from floor to ceiling and periodic in k, so the zone boundary at ka = π is not an edge of anything: it is where the curve turns over. Near the bottom it is a parabola, which is the free-electron dispersion with a different coefficient — a mass of 0.470 m_e rather than one — and near the top it is a parabola the other way up, a mass of -0.470. The inflection between them is at ka = π/2, and it is the point at which a constant force stops producing any acceleration.

The mass a curve decides

An electron in a solid answers a force with a mass that is nothing to do with the mass of an electron. It is set by how sharply the band bends, it is smaller than the free value in a wide band and larger in a narrow one, and near the top of any band it is negative — which is why aluminium's Hall voltage has the sign of a positive carrier and no adjustment to an electron count can repair it.

quantum · Bands
One line, 21 decades of density, and every mirror on it. Plasma frequency against electron density, both logarithmic, with the horizontal rules at frequencies a reader already has a feel for. A wave is reflected by everything to the right of where its own rule meets the line and passes through everything to the left. a fluorescent tube at 1.0e+17 m⁻³ cuts off at 2.84 GHz; ionosphere, D layer at night at 1.0e+8 m⁻³ cuts off at 90 kHz; ionosphere, E layer at 1.0e+11 m⁻³ cuts off at 2.84 MHz; ionosphere, F2 layer at 1.0e+12 m⁻³ cuts off at 8.98 MHz; aluminium's conduction electrons at 1.8e+29 m⁻³ cuts off at 3819.9 THz. So the F2 layer turns back a 1 MHz broadcast and lets a 100 MHz one straight out, which is why one of them is heard across an ocean at night and the other stops at the horizon; and aluminium's cutoff sits in the far ultraviolet, which is why it is a mirror for everything visible and a window above 78 nm. The dependence is a square root, so the line has slope one half: a hundredfold denser plasma reflects only ten times the frequency. Arriving at an angle helps by a factor of sec θ — 1.00 at 0°, 1.15 at 30°, 2.00 at 60° — because only the component of the motion along the density gradient has to be turned round.

The frequency below which nothing gets in

Free charges give a medium a permittivity that is negative, and a negative permittivity is not an absorbing medium — it is one in which no wave exists at all. Below that frequency the reflection is total, exactly rather than nearly, because there is no transmitted wave and nothing to absorb. The same expression puts the number at 9 MHz for the ionosphere and 3.8 PHz for aluminium.

astrophysics · Plasma oscillation
The cross a shaken cylinder leaves in a stratified fluid. The beams radiated by a small body oscillating in a fluid of buoyancy frequency 1.053e-2 per second — a period of 9.9 minutes — at 0.3, 0.6, 0.9 times that frequency. The disturbance does not spread in circles. It leaves along four rays, and the angle of those rays to the horizontal is fixed entirely by the ratio of the driving frequency to the buoyancy frequency: 17.5° at 0.3N, 36.9° at 0.6N, 64.2° at 0.9N. Nothing about the size of the body, the amplitude of the shaking or the wavelength enters. Drive it faster and the beams stand up; drive it slower and they lie down; drive it above N and there are no beams at all, because the dispersion relation ω = N cos φ has no solution. The short arrows across each beam are the wavevector, which is perpendicular to the beam — the dot products drawn here are 6e-17 — so the crests travel sideways across the ray while the energy travels along it, and a fluid doing this looks, in a photograph, as though its waves are moving at right angles to where they are going.

The wave that picks an angle

Shake a rod slowly in a tank of salty water layered by density and the disturbance leaves along four straight beams, at an angle fixed entirely by how fast the shaking is. Change the wavelength and the angle does not move. Change the frequency and it does. Above the buoyancy frequency there is no wave at all.

fluids · Stratification
Which wavelengths grow instead of oscillating. The dispersion relation of a self-gravitating isothermal gas, ω² = c²k² − 4πGρ, with each axis measured in the scale the gas sets for itself. Short wavelengths oscillate: pressure wins, and the disturbance is a sound wave. Long wavelengths do not: ω² is negative, so the disturbance grows exponentially instead of travelling, and the region collapses. The changeover is at λ_J = c√(π/Gρ), and it happens because pressure support acts on a sound-crossing time that grows with the region while gravity's collapse time does not depend on the size at all. Four densities spanning 6 decades are drawn and they lie exactly on top of one another, to 6e-16, because the criterion has no scale of its own: it is the same curve for a diffuse cloud and for a protostellar core, with different numbers written on the axes. In this gas at 10 K those numbers are 2.12 pc and 28.72 solar masses at 10² cm⁻³, 0.21 pc and 2.87 solar masses at 10⁴ cm⁻³, 4372 AU and 0.29 solar masses at 10⁶ cm⁻³, 437 AU and 0.03 solar masses at 10⁸ cm⁻³.

The disturbance that grows instead of travelling

A sound wave in a gas oscillates because pressure restores what the disturbance displaced. Add the gravity the gas exerts on itself and the restoring force acquires a competitor that does not weaken with size — so above one wavelength the sum changes sign, the frequency becomes imaginary, and the disturbance stops travelling and starts growing. It is the same wave equation with one term subtracted.

astrophysics · Self-gravity
Where the refracted ray comes from, drawn with a compass. Wavevectors in units of the vacuum wavenumber, for light arriving at 30° from a medium of index 1.5 at a medium of index 1. Every direction available in the first medium lies on the circle of radius 1.5 and every direction available in the second on the circle of radius 1; the horizontal axis lies in the interface. The boundary cannot change the component along itself, because the two sides have to agree on the phase at every point of the interface, so the refracted wave is fixed by the vertical line at 0.7500 — and where that line cuts the smaller circle is the refracted direction, 48.59° from the normal. Nothing about least time or about wavefronts enters, and the ratio of sines is what the construction reads when the two radii are written as indices. The normal component is not conserved and is not meant to be: it goes from 1.2990 to 0.6614, which is the whole of the difference between the two rays.

The law that only asks about one component

A boundary between two media cannot change the part of a wave that runs along it, because both sides have to agree on the phase at every point of the surface at every instant. That single restriction produces the refracted ray, the critical angle, the evanescent field and every order of a diffraction grating, out of one drawing made with a compass.

optics · Refraction
The chain's dispersion, and the frequency it stops at. Frequency against wavenumber for a chain of equal masses joined by equal springs, in units where the spacing, the mass and the spring are one. At long wavelength the curve is a straight line through the origin — the chain behaves as a continuous string with a sound speed, and the departure from the line is second order in the wavenumber, which is why a lattice is invisible until the wavelength approaches the spacing. At the zone edge, where neighbouring masses move in exact opposition, the curve flattens: the frequency stops rising, the group velocity falls to zero, and the mode is a standing wave that carries nothing. Above that frequency there is no travelling solution at all.

The frequency a lattice cannot carry

A continuous string carries every note. A row of masses joined by springs does not: there is a highest frequency, set by nothing but the time one mass takes to be pushed back by its neighbours, and above it a disturbance does not travel at all.

waves · Periodic media
Three speeds, drawn against direction. The phase speed of the three magnetohydrodynamic waves against the angle between the wavevector and the field, drawn as a polar diagram with the field horizontal and the sound speed 0.6 times the Alfvén speed. Along the field the two magnetosonic branches take the values of the sound speed and the Alfvén speed themselves and swap which is which as the ratio crosses one; across the field the slow branch vanishes entirely and the fast branch runs at the quadrature sum. The shear branch is the figure-of-eight, v_A cos θ, and it is the only one of the three whose speed contains no thermodynamic quantity — no pressure, no temperature, no sound speed. It does not know what the gas is made of.

The wave that does not know what the gas is made of

Give the magnetic tension of a bent field line an inertia and it becomes a string. The wave that runs along it goes at the same speed at every wavelength, compresses nothing anywhere, and has a speed containing no temperature, no pressure and no sound speed — it is the only wave in classical physics that is indifferent to what the medium is. Its energy travels along the field whatever direction the wave was sent in.

astrophysics · Flux freezing
The pattern that stands still while the air goes through it. Streamlines of a steady 20 metre-per-second wind over a bell-shaped ridge 800 metres high and 6.0 kilometres wide, in air whose buoyancy frequency is 1.05e-2 per second. Nothing in the picture is moving: the air crosses it from left to right at 20 metres a second and the waves stay where they are, because standing still is what selects them. The vertical wavelength is 2πU/N = 11.9 kilometres, and the crests lean upstream as they rise — checked here by finding the maximum displacement a quarter of a wavelength up, which sits well upstream of the ridge. That tilt is the signature of energy travelling upward, and it is the feature every hand-drawn version of this picture gets backwards. Cloud forms at the crest of each wave where the air is highest and coldest, which is why the lens-shaped clouds sit stationary in a moving airstream.

The wave that is required to stand still

A stratified fluid supports internal waves at every wavelength there is. Put a steady wind over a ridge and the requirement that the pattern stay put picks exactly one of them — 2πU/N, and nothing about the mountain appears in it. The clouds that mark the crests sit still while the air goes through them at twenty metres a second, and the momentum the wave carries away is delivered thirty kilometres up.

fluids · Stratification
A reflection that keeps the angle to gravity and not to the wall. An internal wave beam of frequency 0.5N reflecting from a slope of 12°, with the wavelength ratio for slopes of 12°, 20°, 28° computed beside it. The frequency fixes the angle the energy makes with the horizontal — 30.0° here — because the restoring force is gravity and gravity is vertical, so the reflected beam must leave at that same angle whatever the wall is doing. Incident and reflected rays are therefore not mirror images, and the wavelength changes on reflection by sin(θ+α)/sin(θ−α). A flat floor gives one, checked exactly. A slope approaching the ray's own angle gives infinity, checked as the limit, and that is where a basin's internal tide is compressed until it breaks.

The reflection that changes the wavelength

An internal wave's frequency fixes the angle its energy makes with gravity, so a sloping wall cannot send it back the way a mirror would. The reflected beam leaves at the same angle to the vertical rather than the same angle to the wall, its wavelength changes by a factor that diverges when the slope matches the ray, and in a closed basin the changes accumulate until every ray in the fluid lies on one line.

fluids · Stratification
Snell's law with space and time exchanged. Two constructions on the same diagram of frequency against wavenumber, with the light lines of a medium of index 1 and of index 1.5. On the left, a boundary in space: the wave crosses a still surface, the frequency is conserved, and the horizontal line at the incident frequency meets the new medium's line at a wavenumber 1.5 times larger — the familiar shortening of the wavelength. On the right, a boundary in time: the whole medium changes at once, the wavenumber is conserved, and the vertical line at the incident wavenumber meets the new medium's line at a frequency 0.667 times the old one. The vertical line also meets the new line's negative-frequency branch, which is a wave running backwards: a reflection in time. A spatial boundary reflects into the same frequency and a temporal one into the same wavelength.

The reflection that needs no surface

Change the refractive index of a whole medium at one instant and a wave already travelling through it splits in two, one part running on and one running back, though there is no surface anywhere for it to reflect from. A boundary in time is Snell's law with space and time exchanged: the wavelength is kept and the frequency changes, momentum is conserved and energy is not.

optics · Refraction
The condition three modes never quite satisfy. By how much three modes of a thirty-two mass chain fail to be in resonance — the sum of two mode frequencies minus the frequency of their sum, on a logarithmic scale, against the second of the two modes for four choices of the first. The leading nonlinear term couples modes in threes and the exchange accumulates only where this quantity is zero. It never is: the chain's dispersion is a sine, a sine is concave, and the sum of two of its values always exceeds the value at their sum. The smallest mismatch anywhere on the chain is at the two lowest modes and equals 2.156e-4 — which the scan finds and which is the cube of pi over four times the cube of one more than the mode count, checked here on chains from eight masses to two hundred and fifty-six. That closed form is the whole of why this is a finite-chain problem: the mismatch falls as the cube of the length, so a long enough chain is arbitrarily close to resonant and the continuum limit is exactly resonant, which is where the solitary waves come from.

The condition three modes never meet

Whether two modes of a chain can hand energy to a third is arithmetic on the dispersion relation, and for a chain of masses the answer is never: a sine is concave, so the sum of two frequencies always exceeds the frequency of their sum. The smallest shortfall anywhere on a chain of N masses is π³/4(N+1)³ — never zero, and never far from it — and a shortfall turns a transfer into a beat.

thermodynamics · Equipartition
A thrust that cannot push past the hump. The resistance a hull meets against its speed in knots, in two layers whose fastest interfacial wave travels at 1.02 knots: ordinary friction rising as the square of the speed, plus the drag of the interfacial waves, whose hump sits just below the wave speed. The horizontal lines are 2 steady engine thrusts. A ship settles where its thrust meets the resistance curve. Thrust 0.6 meets it at 0.81 knots; Thrust 1.3 meets it at 0.94, 1.00, 1.82 knots. A ship accelerating from rest reaches the first crossing and stops gaining speed there, below the hump, even when a faster crossing exists beyond it — which is the dead water sailors reported, a ship held to a fraction of its usual speed by a wave it cannot see.

The wave that holds a ship back

In 1893 the polar ship Fram, which could make four or five knots, was held to about one in a calm Arctic sea with nothing visible in the water. The sea was layered — a metre or two of fresh meltwater over salt — and the ship was making a wave on the boundary between the layers, a wave that travels at about a knot and carries away almost all of a slow ship's power. Below that speed the drag is a hump no steady thrust can climb; above it the wave cannot keep up and the drag falls away.

fluids · Stratification

Named alongside it

The objects these essays reach for when they reach for this one.

Group velocityPhase velocityAnisotropyBoundary conditionInternal wavesStratificationWave speedBand gapBloch waveBuoyancy frequencyCurvatureEvanescent wave

All concepts