Concept

The Boltzmann factor — where it appears

The factor by which the probability of a state falls with its energy, whose exponent is that energy measured in units of kT. Because it is an exponential, an energy a few times kT is essentially forbidden and one a fraction of kT is essentially free — a distinction with no middle ground.

Named by 22 essays across 5 fields — each of them below, with the objects they name alongside it.

The isothermal atmosphere against the real one. Pressure as a fraction of its sea-level value, against altitude. The curves are the isothermal barometric formula at 220, 288, 400 kelvin, whose scale heights are 6.4, 8.4, 11.7 kilometres. The points are the measured standard atmosphere. At 20 kilometres the 288 kelvin model is 71 per cent out, because the air up there is not at 288 kelvin.

Why the air thins with height, and why that is the same law as the speeds

The pressure of the atmosphere falls exponentially with altitude, and the distribution of molecular speeds falls exponentially with energy. These are not two results that happen to look alike. They are one statement read on two axes.

thermodynamics · Kinetic theory
One well, two wells, and the band they become. The energy levels of a chain of identical wells, for 1, 2, 3, 6, 12, 40 of them, with an on-site energy of -4 eV and a coupling of -0.9 eV between neighbours. One well has one level. Two split it into two, 1.80 eV apart. By 40 the levels have filled a band 3.59 eV wide, which is closing on the limit of four times the coupling, 3.60 eV — and no further widening happens however many more wells are added. The count of levels grows with the number of wells; the width of the band does not.

What happens when the wells get close

Two atoms brought together split one level into two. A thousand split it into a thousand, packed into a band whose width stops growing after the third. Whether that band is full or half full is the whole difference between a wire and a window.

quantum · Bands
A ratio in the exponent. The Boltzmann factor against the energy of a state measured in units of kT, with the logarithm up the axis so that the straight line is the whole content. Every kT of energy costs a factor of e, so 10, 20, 30 times kT are factors of 10^-4.3, 10^-8.7, 10^-13.0. At 300 K, kT is 25.9 meV, so a barrier of 0.35 eV is 13.5 kT and a factor of 1.3e-6. That is the sense in which a third of an electronvolt is not a small energy: it is small compared with a chemical bond and enormous compared with kT, and it is the second comparison that decides whether anything happens.

The exponential that decides everything

Maximising the number of ways a reservoir can arrange what is left after taking E out of it gives one factor, e to the minus E over kT. Its exponent is a ratio, which is why a barrier of a third of an electronvolt — nothing at all by chemical standards — is the difference between instantly and never.

thermodynamics · Entropy
Equipotentials, with the field lines that cross them. Contours of constant potential, traced by marching squares, with field lines traced along the gradient of the same potential. The two families meet at right angles everywhere, which is a consequence of the field being the gradient rather than a property of the drawing.

The attraction that needs no charge

Gauss's law says nothing comes out of a neutral molecule, and yet water's field one nanometre away reaches 1.1 × 10⁸ V/m. What survives when the monopole vanishes is a separation, and every step down the tower of falloffs below it is paid for with one more order of cancellation.

electromagnetism · The field concept
Ways to arrange 12 coins. The number of distinct arrangements giving each number of heads, for 12 coins. Every individual arrangement is equally likely; the middle wins because there are more ways to reach it.

What a system actually minimises

A ball falls to the bottom of a bowl and a gas fills a room, and neither of those is the rule. A system in contact with a large reservoir minimises U − TS, and the minus sign is the reservoir's own entropy written in the system's variables — which is why a rubber band pulls harder when it is heated.

thermodynamics · Entropy
The phase boundary of water, from one equation. Pressure against temperature for water on a logarithmic pressure axis spanning 6.6 decades. The vaporisation curve is integrated from Clausius–Clapeyron between the triple point at 273.16 kelvin and 611.7 Pa and the critical point at 647.096 kelvin, with a single latent heat of 43.32 kilojoules per mole — the value the two published points on the curve imply. The measured latent heats are 45.05 at the triple point and 40.65 at the reference point, and the fitted value sits between them, because a constant latent heat is an average over the interval. The sublimation curve below the triple point is not measured but predicted, from the two latent heats adding where all three boundaries meet: 51.1 kilojoules per mole, which reaches 103.2 Pa at 253.1 kelvin against a measured 253.15. The melting curve is drawn at the slope Clapeyron gives it, -13.5 megapascals per kelvin, which is a volume ratio and nothing else: water's solid is 917 against 1000 kilograms per cubic metre for its liquid, so melting shrinks it and the line leans backwards. Across the whole 6.6 decades of this axis that line moves 5.2 kelvin, and one atmosphere shifts the melting point by 0.0075 kelvin. At 1 atmosphere the boundary is crossed at 373.1 kelvin, where water boils. The one place the curve fails is its top end: a constant latent heat reaches 37.4 MPa at the critical temperature where the measured critical pressure is 22.1 MPa, 70 per cent high, because the latent heat falls to zero at the critical point and this curve does not know that.

A boiling point is a pressure, not a temperature

Nothing about water names one hundred degrees; the air does. Where a liquid turns to vapour in its bulk is fixed by what pushes on it, which makes the familiar figure a coordinate on a curve — 71 °C on Everest, 119.5 °C in a sealed pot — and one latent heat draws the whole curve.

thermodynamics · Phase change
The average position of something that is only shaking. The mean displacement of an oscillator against temperature, taken as a Boltzmann average over each well rather than from any expansion of it, with the temperature measured against each well's own depth so that unlike bonds can share an axis. A symmetric well gives exactly zero at every temperature — heating a harmonic solid makes it vibrate harder and does not make it larger. The others drift outward, because the outward side is the shallower one, and the measured slopes are a pendulum 0.000, a chemical bond 0.766, a pair of atoms 0.150. Thermal expansion is not a property a spring has; it is one a spring lacks.

Why heating a perfect spring changes nothing

A harmonic solid vibrates harder when heated and does not get any longer. Thermal expansion lives entirely in the term that the harmonic approximation throws away — and so does the fact that a solid conducts heat at a finite rate, which is the same discarded term doing a second job nobody would have connected to the first.

thermodynamics · Harmonic approximation
The field a classical partition function cannot see. The momentum plane of one classical charge, in units of the root-mean-square thermal momentum. With no field the Boltzmann weight is a set of circles about the origin; with a field the same circles sit about p = qA, displaced and otherwise unaltered, because the energy depends on p only through p − qA. Integrating over the whole plane therefore cannot notice the displacement, and the numbers beside the drawing are that integral evaluated at 6 displacements: the largest departure from the zero-field value is 3.3e-16, which is the precision of the arithmetic and not a physical effect. The classical free energy has no B in it, so the classical magnetisation is exactly zero at every field and every temperature — no paramagnetism, no diamagnetism, no ferromagnetism. Every magnetic material is therefore evidence of something classical mechanics does not contain.

The magnetism classical physics forbids

Write down the partition function of any collection of classical charges in a magnetic field, and the field cancels out. Not approximately, not to leading order — the integral is over all of momentum space and the field only shifts where the middle of it is. So classical statistical mechanics predicts no paramagnetism, no diamagnetism and no ferromagnetism, and a compass needle is a quantum instrument.

electromagnetism · Magnetisation
What a coordinate is worth, by the shape of its energy. The mean energy stored in one coordinate, in units of kT, against the power with which that coordinate enters the energy. The curve is 1/n and the points are the same average obtained by integrating the Boltzmann weight numerically, agreeing to 3.3e-7 per cent at worst. an energy going as |x|^1 holds 1.0000 kT; an energy going as |x|^1.5 holds 0.6667 kT; an energy going as |x|^2 holds 0.5000 kT; an energy going as |x|^3 holds 0.3333 kT; an energy going as |x|^4 holds 0.2500 kT; an energy going as |x|^6 holds 0.1667 kT. The familiar half a kT is the case n = 2 and nothing more general than that: a coordinate whose energy is linear in it — the momentum of an ultrarelativistic particle, or a field with no restoring force but a constant tension — carries a whole kT, and one confined by a very steep wall carries almost nothing. Equipartition is a theorem about quadratic terms, and calling it a theorem about degrees of freedom is the substitution that makes it fail.

The share that is not half a kT

Equipartition is quoted as half a kT for every degree of freedom, and it is nothing of the kind. It is half a kT for every *quadratic* term. A coordinate whose energy is linear in it carries a whole kT, and a gas hot enough that its particles' energy is pc rather than p²/2m therefore holds twice what the counting says — which drops its ratio of specific heats to four thirds and puts a star on the edge of being able to hold itself up.

thermodynamics · Equipartition
The charge a plasma hides. The potential around a charge in a plasma, as a fraction of the bare Coulomb potential at the same distance, against distance measured in screening lengths. The electrons crowd toward the charge and the ions move away until the rearrangement cancels the field, and what is left falls as exp(−r/λ_D) on top of the ordinary 1/r. At one screening length the potential is already down to 37 per cent of the bare value, at three to 5 per cent, and at ten to 4 × 10⁻⁵ — so a charge in a plasma is invisible beyond a few λ_D, and the long range of the Coulomb force, which is what makes electrostatics awkward everywhere else, is simply gone. The screening length at 10¹¹ m⁻³ is 3.8 mm at 300 K, 6.9 mm at 1000 K, 21.8 mm at 10000 K, rising as the square root of the temperature because a hotter electron is harder to hold in place. Drawn this way the three curves coincide exactly: the shape is universal and the only thing a plasma's density and temperature decide is the length written on the axis.

The long-range force that does not reach

The Coulomb force falls off as slowly as gravity does, which is what makes electrostatics awkward — every charge is in principle in contact with every other. Put the same charge into a plasma and it becomes invisible beyond a few millimetres, because the mobile charges around it rearrange until its field is cancelled. What is left is a screened potential with a definite range, and that range is what makes a plasma a plasma.

astrophysics · Plasma oscillation
The barrier a new phase has to climb. The free energy of a droplet against its radius, at four supersaturations. Two terms compete: the volume term is a gain and goes as r³, the surface term is a cost and goes as r². At small radius the surface wins, so a droplet that forms by chance is more expensive than the vapour it came from and evaporates again; past a critical radius the volume wins and the droplet grows without limit. The maximum between them is the barrier. At S = 1.5 the critical radius is 2.66 nm and the barrier 533.8 kT, S = 2 the critical radius is 1.56 nm and the barrier 182.6 kT, S = 3 the critical radius is 0.98 nm and the barrier 72.7 kT, S = 5 the critical radius is 0.67 nm and the barrier 33.9 kT. The critical radius contains a few hundred molecules at low supersaturation and a handful at high, which is the first sign that a theory built on a surface tension and a bulk free energy is being applied outside its comfort. Both the critical radius and the barrier are located here by searching the drawn curve and checked against the closed forms 2γ/|Δg| and 16πγ³/3Δg², which agree to a part in a thousand.

The barrier a new phase has to climb

Water vapour three times supersaturated is thermodynamically desperate to condense and will sit there indefinitely if it is clean enough. The obstacle is that a droplet has to start small, and a small droplet is nearly all surface — so the first nanometre of every phase transition costs energy rather than releasing it, and what decides whether anything happens is the height of that cost divided by kT.

thermodynamics · Phase change
The temperature that runs off the top of the scale. On the left, the entropy of a collection of two-level systems against how many of them are in the upper level. It rises, reaches 0.69314 per spin — which is ln 2, and is where half of them are up — and then falls, because a system with every spin up is as orderly as one with every spin down. On the right, the slope of that curve, which is one over the temperature. Below the maximum it is positive and ordinary: adding energy adds entropy, and the temperature is what everybody expects. At the maximum it is zero, which means the temperature is infinite. Past it the slope is negative — adding energy now removes entropy — and the temperature is negative. Such a system is not cold. It is hotter than any positive temperature whatever: put it in contact with anything at all and energy flows out of it, because that raises the total entropy. The quantity that orders systems by which way heat flows is not the temperature but its reciprocal, which runs smoothly from large and positive through zero to negative, and it is the temperature that has the discontinuity. None of this is possible unless the energy has a ceiling, which is why it happens in a spin system and not in anything that can move: a gas has no upper bound on its kinetic energy, so its entropy never turns over and its temperature is never negative.

Hotter than any temperature there is

A system whose energy has a ceiling can be pushed past the point where adding energy adds entropy. Its temperature is then negative — and negative temperatures are not cold. They sit above every positive temperature on the only scale that decides which way heat flows, and a working laser is at one.

thermodynamics · Third law
The bands bend by the amount the Fermi levels differed. A junction between 1e+17 cm⁻³ p-type and 1e+16 cm⁻³ n-type silicon at equilibrium, with the Fermi level flat by construction — that is what equilibrium means — and the two band edges carrying the whole of the 0.774 V drop. The bending happens over 331.8 nm, and it is not symmetric: the depletion reaches 301.6 nm into the lightly doped side and only 30.2 nm into the heavily doped one, because the same exposed charge is reached sooner where there is more of it. An electron in the n-side conduction band therefore faces an uphill barrier of 0.774 V to reach the p side, while an electron already on the p side rolls downhill without any barrier at all — which is the asymmetry the whole device is, and it is drawn here before any current has been mentioned.

One level, and the field that bends the bands

Two pieces of the same crystal doped differently have their Fermi levels at different heights. Joining them cannot leave both, because a difference in electrochemical potential is precisely what makes charge move — and everything a diode does is the accounting of what had to happen for that one difference to reach zero.

quantum · Bands
A ratio in the exponent. The Boltzmann factor against the energy of a state measured in units of kT, with the logarithm up the axis so that the straight line is the whole content. Every kT of energy costs a factor of e, so 5, 12, 20 times kT are factors of 10^-2.2, 10^-5.2, 10^-8.7. At 295 K, kT is 25.4 meV, so a barrier of 0.4 eV is 15.7 kT and a factor of 1.5e-7. That is the sense in which a third of an electronvolt is not a small energy: it is small compared with a chemical bond and enormous compared with kT, and it is the second comparison that decides whether anything happens.

The temperature a molecule does not have

Temperature fixes a system's average energy and nothing more. The actual energy wanders, by an amount tied to the heat capacity, and the relative size of the wandering falls as one over the square root of the number of degrees of freedom — so a mole has a temperature and a molecule does not.

thermodynamics · Equipartition
The pair potential, and the two things it does to a gas. The Lennard-Jones potential between two molecules, in units of its own depth and range, with the Mayer function it produces at 1, 3, 8 times the well depth in temperature. The virial coefficient is minus the integral of that function over volume, so the two parts of the potential contribute with opposite signs: the steep repulsive core makes the function minus one there, giving a positive contribution — molecules take up room — and the attractive well makes it positive, giving a negative one. At low temperature the attraction dominates and a gas is easier to compress than an ideal one; at high temperature the core dominates and it is harder. Between them is one temperature at which they cancel.

The first correction to the gas law

An ideal gas has no forces between its molecules. The first correction to what it does is computable from those forces alone — one integral over the pair potential — and its sign flips at a temperature where a real gas obeys the ideal law without being ideal at all.

thermodynamics · Kinetic theory
One temperature, four pawls, and nothing gained. The net rate of a ratchet whose gas and whose pawl are at the same temperature, against the load, for notches 2, 5, 10, 20 times the thermal energy deep. Every curve passes through zero at zero load and is negative everywhere else. The device is not merely unable to lift a weight; under any load at all it turns the wrong way and lets the weight down, converting its potential energy into heat in the gas. Making the notch deeper slows everything down — an exponential in the depth — and does not change the sign anywhere. That is the second law arriving as a mechanism rather than as a prohibition. Nothing was assumed about entropy; the pawl was simply allowed to be as warm as everything else, and its own fluctuations undo exactly the rectification it was there to provide. Any rectifier small enough for thermal noise to matter has this problem, and the rectifier being clever does not help, because the same noise reaches the cleverness.

The engine a fluctuation cannot run

A ratchet lets a shaft turn one way and not the other. Put a paddle in a gas on the same shaft and molecular collisions appear to become a lifted weight — an engine running on one reservoir. It does not work, and following exactly why turns the second law from a prohibition into a mechanism: the pawl is as warm as the gas, and it lifts whenever it is asked to.

thermodynamics · Heat engines
How full a surface is, against the pressure of the gas above it. The fraction of adsorption sites occupied on a surface that binds a molecule with 0.35 eV, against the gas pressure on a logarithmic axis, at 250, 300, 350 K. Each curve is θ = p/(p + p½) — Langmuir's isotherm — and each is the same S-shape moved along the axis: on a logarithmic pressure scale the coverage is a function of ln p alone, shifted by the binding energy over kT. The half-full pressure is 5.58 Pa at 250 K, 132 Pa at 300 K, 1341 Pa at 350 K. Warming the surface does not change the shape; it slides the curve to higher pressure by a factor that is a Boltzmann factor, e^(ε/kT), which is how a binding energy is read off a family of isotherms.

The site that fills like an electron level

A patch of catalyst holding a gas molecule, a haem in a muscle cell holding oxygen, an energy level in a metal holding an electron: each is a place that can hold one particle or none, in contact with a reservoir it trades particles with. Each fills according to the same function of one variable — how far the reservoir's chemical potential lies above the energy of the site. Langmuir's isotherm and the Fermi function are not analogous. They are the same law, and haemoglobin works because its sites break it.

thermodynamics · Chemical potential
Electrons and holes in silicon against the donors added. The concentrations of free electrons and holes in silicon at 300 K against the concentration of donor atoms added, on logarithmic axes, solved from charge neutrality and the product law n·p = nᵢ². Below the intrinsic concentration of 10¹⁰ per cubic centimetre the donors change almost nothing. Above it the electrons follow the donors one for one and the holes fall in exact proportion: a hundred times more donors, a hundred times fewer holes. At 10¹⁶ donors the electrons outnumber the holes by 10¹² to one. The dashed line is √(n·p), which does not move at all across ten decades of doping — checked to a part in a billion.

The product doping cannot move

Add one phosphorus atom for every five million silicon atoms and the crystal's free electrons multiply a millionfold — and its holes fall a millionfold, although nothing was done to them. Add a drop of acid to water and the hydroxide ions vanish in exactly the proportion the hydrogen ions grow. Both are one law: when a reaction makes two species together, equilibrium fixes the sum of their chemical potentials, and so the product of their concentrations. Every semiconductor device is built on the minority carriers that law leaves behind.

thermodynamics · Chemical potential
Hydrogen comes apart far below its binding temperature. The fraction of hydrogen that is ionised in equilibrium, against temperature on a logarithmic axis, for densities of hydrogen nuclei of 10²³, 10¹⁸, 10¹², 10⁶ per cubic metre, from Saha's equation. Hydrogen's binding energy, 13.6 eV, corresponds to 157,803 K. It is half ionised at 13,980 K at 10²³ per cubic metre, 7,235 K at 10¹⁸ per cubic metre, 4,519 K at 10¹² per cubic metre, 3,270 K at 10⁶ per cubic metre — at a temperature where kT is between an eleventh and a fiftieth of the energy needed to free the electron. The thinner the gas, the cooler the temperature at which it comes apart, because a free electron in a thin gas has vastly more room to be in than a bound one.

The electron that leaves because there is room

It takes 13.6 electronvolts to pull the electron off a hydrogen atom, the energy of a particle at a temperature of 158,000 kelvin. Hydrogen is half ionised at the surface of a star at 14,000 kelvin, in a thin nebula at 7,000, and in the early universe at under 4,000 — a fortieth of its binding energy. The electron leaves not because it has enough energy but because a free electron has so much more room to be in than a bound one, and at equilibrium room counts as much as energy. Saha's equation is that trade written down, and it turned out to be the key to what stars are made of.

thermodynamics · Chemical potential
The race to equilibrium that the hotter start wins. How far each system is from equilibrium with the bath — the relative entropy of its distribution from the bath's, in nats, on a logarithmic axis — against time since it was placed in the bath at 0.30, also logarithmic, for a start at 0.50 (warm, dashed) and one at 0.901 (hot, solid). The hot system starts further away: 1.243 against 0.254. Both close in quickly as their left wells equilibrate internally. Then the warm system must wait for probability to leak between the wells, and stalls, while the hot one, whose wells already had the right shares, carries on falling. The hot curve overtakes the warm one at a time of about 6.9, and from then on the hotter start is always nearer equilibrium.

The hotter start that cools first

Put two identical systems, one warm and one hot, into the same cold bath, and common sense says the warm one reaches the bath's temperature first, since the hot one has further to go. The claim that hot water sometimes freezes before warm water — the Mpemba effect — has been argued over for sixty years and does not survive careful measurement. But a cleaner version of it is real and has been observed: in systems whose relaxation has a slow route and a fast one, a hotter start can miss the slow route entirely and overtake a cooler start, exponentially. Whether a system cools quickly depends not on how far it is from equilibrium but on how much of the slowest way back it needs.

thermodynamics · Entropy
A heat capacity that goes up and comes down. The heat capacity per system, in units of Boltzmann's constant, against temperature in units of the level spacing over k: for a system with two levels (red), Schottky's hump x²eˣ/(1 + eˣ)², x = Δ/kT, and for a harmonic oscillator with the same spacing (blue), which climbs to one k and stays there. Both are frozen out when kT is well below the gap. The oscillator then fills its unending stack of levels and reaches equipartition's value. The two-level system peaks at 0.439k when kT = 0.417Δ, and then, with both levels nearly equally occupied and nothing higher to go to, it stops absorbing heat: its capacity falls back towards zero as 1/T².

The heat capacity that goes up and comes down

Equipartition promises every way a system can move a fixed share of heat, and for a harmonic oscillator the promise is kept: once the temperature is high enough, it holds one k per oscillator and goes on holding it. A system with only two levels cannot keep it. It absorbs heat while its upper level is filling, then stops — the two levels equally full and nowhere higher to go — so its heat capacity rises to a peak and falls back to zero. The hump, named after Walter Schottky, is the signature of a degree of freedom with a ceiling, and the area under it counts how many states were there.

thermodynamics · Equipartition
The two lines a vibration adds to scattered light. The light scattered by silicon's optical vibration at 520 cm⁻¹, against its shift from the 532 nm laser line in cm⁻¹ (negative, lost to the crystal; positive, gained from it), on a logarithmic intensity axis, at 100 K, 300 K and 600 K; the strong unshifted line and its wings are cut out at the centre. The Stokes line, where the light gives up a quantum of vibration, barely changes: 1.00, 1.09 and 1.40 in relative strength. The anti-Stokes line, where it takes one, needs a vibration already excited and grows from 7·10⁻⁴ of the Stokes line at 100 K to 0.103 at 300 K and 0.36 at 600 K. The light comes back bluer only as often as the crystal is warm enough to pay for it.

The light that comes back bluer when it is warm

Shine a green laser on a crystal and a tiny fraction of the light comes back with a different colour: a little redder, having given a quantum of energy to one of the crystal's vibrations, or a little bluer, having taken one. Losing energy is always possible. Gaining it needs a vibration already excited, so the bluer light is fainter, and fainter still the colder the crystal. The ratio of the two is a Boltzmann factor, fixed by quantum statistics and nothing else. It is a thermometer that needs no contact and no calibration — and in a long glass fibre, it is thousands of thermometers at once.

optics · Scattering

Named alongside it

The objects these essays reach for when they reach for this one.

EntropyTemperatureDetailed balanceEquipartitionPartition functionChemical potentialEquilibriumFree energyHeat capacityPressureThermal equilibriumBand gap

All concepts