Astrophysics

The half of the bend a slow body never feels

Light passing the Sun is bent by twice Newton's angle, and the factor of two is usually read as a fact about light. It is the end point of a curve every body lies on. A body at speed v is bent by (2GM/bv²)(1 + v²/c²) — the 1 from the curvature of time, which a slow body feels in full, and the v²/c² from the curvature of space, which is the same absolute angle for a comet as for a photon and is simply swamped when the body is slow.

Assumes: The bend Newton got half right · The orbit that cannot be made smaller

The deflection of starlight at the edge of the Sun is 1.75 arcseconds, and the famous thing about the number is that Newton’s mechanics, applied to a particle moving at the speed of light, predicts exactly half of it. The usual gloss is that light is special — massless, not a particle in the ordinary sense, and so not bound by the ordinary rule. The gloss is wrong in a way that is worth following all the way down. Send a body of any mass past the same Sun at any speed, and it too is bent by more than Newton says. The excess is not a constant factor. It grows with the speed, from nothing at walking pace to exactly the Newtonian amount again at the speed of light, and light is simply the last point on a curve that every body is on.

Four bodies sent past one mass at 30 masses, at four speeds. Paths traced from the exact geodesic of a non-rotating mass, every one aimed at the same impact parameter of 30 masses and differing only in speed. The slower the body, the harder it is turned: 0.4c by 32.9°, 0.6c by 16.6°, 0.8c by 11.1°, light by 8.5°. The weak-field rule (2GM/bv²)(1 + v²/c²) gives 27.7°, 14.4°, 9.8°, 7.6° — close for the fast bodies and increasingly short for the slow ones, which pass near enough to feel the field's strong part. The angles are the true ones: near a compact mass nothing has to be exaggerated.
Fig. 1 Four bodies sent past a compact mass from the left, every one aimed at an impact parameter of thirty masses (30GM/c230\,GM/c^2) and differing only in speed. The paths are exact geodesics, and the angles are not exaggerated — near a compact mass they are large enough to draw at their true size. Slower bodies are turned harder, and by more than a fixed factor: the ratio between neighbouring speeds is not the ratio Newton’s rule would give.

One rule with the speed left in

The factor of two for light was found by splitting the effect of a mass on a passing ray into two halves. Outside a spherical mass the metric differs from flat spacetime in two places. Its time part is stretched, which is the same stretching that makes a lower clock run slow and which by itself produces Newtonian gravity. Its space part is stretched as well, which has no Newtonian counterpart at all. For light the two contribute equally, 2GM/bc22GM/bc^2 each, and the sum is the measured 4GM/bc24GM/bc^2.

A body with a rest mass follows a geodesic of the same metric, and the calculation for it is no harder. With the body arriving from far away at speed vv and impact parameter bb, and with everything kept to first order in the field’s strength, the deflection is

δ=2GMbv2(1+v2c2).\delta = \frac{2GM}{b v^2}\left(1 + \frac{v^2}{c^2}\right).

The first term is Newton’s. It is the angle a slow body is turned through by the ordinary pull of gravity, and it is the familiar result from the mechanics of hyperbolic orbits in the limit where the turn is small. The second term is new, and it has a remarkable property: multiply it out and the speed cancels. It is 2GM/bc22GM/bc^2 for every body at every speed.

How far past the Newtonian bend a body is carried, against its speed. The deflection of a body passing a mass, divided by the Newtonian value 2GM/bv² for the same speed and impact parameter, against the speed as a fraction of light's. The points are exact geodesics at b = 2000 masses; the curve is 1 + v²/c². A slow body is bent by exactly Newton's amount and light by exactly twice it, and every speed in between lies on the parabola — so the famous factor of two is not a property of light but the end of a curve that every body is on. The points sit on the curve to 0.22 per cent, which is the size of the next-order correction at this distance. The falling curve is the same ratio for an electric charge passing another, which is 1/γ: a fast charge is bent less than Newtonian mechanics says, because its inertia has grown and its charge has not. Gravity's charge is the energy itself, so the γ cancels, and the curvature of space adds v²/c² on top.
Fig. 2 The deflection divided by Newton’s value for the same speed and impact parameter, against the speed. The points are exact geodesics two thousand masses from the centre; the solid curve is 1+v2/c21 + v^2/c^2, and the shaded band beneath it is the share contributed by the curvature of space. The dashed curve falling away is the same ratio for an electric charge passing another charge, where special relativity makes a fast body harder to turn rather than easier.

The figure is the whole argument in one frame. The ratio of the true deflection to Newton’s is 1+v2/c21 + v^2/c^2 exactly to the order the weak-field expansion is good for, and the points computed from the exact geodesic sit on the curve to about a fifth of a per cent at the distance used — a discrepancy that is the next term of the expansion showing, not a failure of the rule. At a tenth of the speed of light the ratio is 1.01. At half the speed of light it is 1.25. Light is the point at the far right, where the ratio has reached 2 and the famous factor has appeared. Nothing changes character there. The curve does not jump, the rule does not switch, and a neutrino at 0.99999 of the speed of light is bent by a hair less than a photon for exactly the reason a slow proton is bent by a good deal less.

Two halves, and only one of them cares about speed

Written as a sum rather than a product, the deflection separates into two terms that behave completely differently:

δ=2GMbv2curvature of time+2GMbc2curvature of space.\delta = \underbrace{\frac{2GM}{b v^2}}_{\text{curvature of time}} + \underbrace{\frac{2GM}{b c^2}}_{\text{curvature of space}} .

The first grows without limit as the body slows. The second does not depend on the body at all.

Two halves of a bend, and the one that does not care about speed. The deflection of a body grazing the Sun, split into its two parts, against the body's speed on logarithmic axes. The part from the curvature of time is 2GM/bv² and grows without limit as the body slows — it is Newton's whole answer. The part from the curvature of space is 2GM/bc², 0.876 arcseconds at the limb, and it is the same for every body at every speed: a slow comet and a photon receive exactly the same amount of it. Only at the speed of light are the two equal, which is where the factor of two comes from. Below a tenth of light's speed the space part is under one per cent of the total, and at the speeds of anything in the Solar System it is invisible.
Fig. 3 The deflection of a body grazing the Sun, split into its two parts, on logarithmic axes. The dashed line rising to the left is the part from the curvature of time, 2GM/bv22GM/bv^2 — the whole of Newton’s answer. The flat dotted line is the part from the curvature of space, 0.876 arcseconds at the limb for every speed. The solid total bends away from the Newtonian line only in the last factor of three below the speed of light, and the two parts are equal only at v=cv = c.

The reason the first half depends on speed is the reason every Newtonian deflection does. A body passing a mass is pulled sideways for as long as it is near it, and a slower body is near it for longer. The sideways velocity it picks up is the pull multiplied by the time, which goes as 1/v1/v; the angle is that sideways velocity divided by the forward one, which brings in a second factor of 1/v1/v. So the time half falls as 1/v21/v^2, which is why a comet grazing the Sun at a few hundred kilometres a second is swung round through a large angle while a proton at nearly the speed of light is barely nudged.

The second half has no such story because it is not produced by a pull acting over a time. It is produced by the geometry of the space the body is crossing. A mass makes the space around it slightly larger inside than its surface area implies — a sphere drawn round the Sun has a little more radius than its circumference would suggest — and a line that is as straight as the geometry allows, laid past such a mass, comes out turned. How much it turns is a property of the geometry and the impact parameter, not of how quickly anything travels along it. A surveyor’s taut line stretched past the Sun, if one could be made, would be bent by the same 0.876 arcseconds that the space term gives a photon.

That statement needs a qualification before it can be trusted, and the qualification is not a small one. Splitting a spacetime into “time” and “space” is a choice of how to slice it, and the split used here is the one natural to a mass at rest — the frame in which the Sun is not moving and the metric does not change with time. In another frame the two terms mix. What is not a choice is the total deflection a distant observer measures, and the dependence of that total on the speed of the thing being deflected. A theory in which space did not curve would give the first term alone, at every speed; a theory in which the space term had a different coefficient would move the whole curve in the first figure. Measuring the deflection of two bodies at two different speeds would separate the two terms directly, without any appeal to how the metric was written down.

Why a slow body is blind to half of general relativity

The practical consequence is stark once it is put on a scale that runs from walking pace to light.

How much of a bend a body's speed lets it see of curved space. The fraction of a body's gravitational deflection that comes from the curvature of space, v²/(c² + v²), against its speed on logarithmic axes. It rises as the square of the speed and reaches one half only at the speed of light. The Earth in its orbit, at 9.94·10⁻⁵ of light's speed, takes 9.88·10⁻⁹ of its bend from it. A probe at perihelion, at 6.34·10⁻⁴ of light's speed, takes 4.02·10⁻⁷ of its bend from it. The solar wind, at 0.0015 of light's speed, takes 2.25·10⁻⁶ of its bend from it. A 10 keV electron, at 0.195 of light's speed, takes 0.0366 of its bend from it. A single pass of a slow body is therefore a measurement of the time half of the geometry to within a part in a hundred million, where one pass of light shows the space half at one half — which is why the orbital tests of curved space have had to accumulate a precession over many revolutions instead.
Fig. 4 The share of a body’s deflection that comes from the curvature of space, v2/(c2+v2)v^2/(c^2 + v^2), against its speed on logarithmic axes. It climbs as the square of the speed — a slope of two on these axes — and reaches one half only at the speed of light. The Earth in its orbit, a probe at perihelion and the solar wind sit between a part in a hundred million and a part in a million.

The share climbs as the square of the speed, so every factor of ten in speed is a factor of a hundred in sensitivity. At the Earth’s orbital speed of thirty kilometres a second, a hundredth of a per cent of the speed of light, the curvature of space contributes one part in a hundred million to any deflection. A spacecraft passing the Sun at two hundred kilometres a second gets a part in two and a half million. Even an electron with ten kilo-electronvolts of kinetic energy, which is moving at a fifth of the speed of light, takes less than four per cent of its bend from the space term.

That is why the curvature of space went unnoticed through three centuries of celestial mechanics, and why the first test of it was a measurement on starlight rather than on a planet. It is not that planets are insensitive to general relativity. Mercury’s orbit precesses by 43 arcseconds a century more than Newtonian perturbations allow, and the curvature of space contributes to that too. But the precession is itself an effect of order v2/c2v^2/c^2 per revolution, a part in a hundred million, and it becomes measurable only because it accumulates over hundreds of orbits. A single pass of a slow body shows the space term at a part in 10810^8. A single pass of light shows it at one half. The factor of two is the one place in weak-field gravity where the curvature of space is not a small correction to something much larger, and that is the reason the eclipse of 1919 could decide the question with photographic plates and a ruler.

The opposite sign from electricity

The falling curve in the second figure deserves a paragraph of its own, because it is the comparison that shows what is unusual about gravity.

An electric charge passing another charge is also deflected, and its small-angle deflection is set by the sideways impulse it receives divided by its forward momentum. The impulse is fixed by the charges and the impact parameter: 2kqQ/bv2kqQ/bv. The momentum is γmv\gamma m v, which grows faster than vv as the speed approaches cc — the same growth that makes a push at an angle fail to point where the body goes. So the deflection is

δCoulomb=2kqQbγmv2,\delta_{\text{Coulomb}} = \frac{2kqQ}{b\,\gamma m v^2},

which is the non-relativistic answer divided by γ\gamma. A fast charged particle is stiffer than Newtonian mechanics says, because its inertia has grown and its charge has not. That is why particle accelerators need ever larger magnets as the energy climbs — a magnetic field turns a charge without speeding it up, and turning a heavier momentum takes a stronger field — and it is the familiar sense in which “relativistic mass” makes things harder to push.

Gravity reverses the sign of the correction, and the reason is the equivalence principle. The gravitational charge of a body is not a separate number like an electric charge; it is the body’s energy. When the inertia grows by γ\gamma, so does the pull, and the γ\gamma cancels exactly — which is why the time half of the deflection, 2GM/bv22GM/bv^2, contains no γ\gamma at all. Then the curvature of space adds a positive term on top. The electric curve falls from 1 toward 0; the gravitational curve rises from 1 toward 2. Both start from the same Newtonian value, and they part company for two separate reasons, one of which is the equivalence principle and the other of which is the geometry.

Close in, speed decides what is caught

Everything so far has been the weak field, where the deflection is small and the expansion in GM/bc2GM/bc^2 converges quickly. The exact geodesic does not need that restriction, and close to a compact mass it shows the same dependence on speed in a much stronger form.

Bodies aimed just outside capture, at four speeds. Paths traced from the exact geodesic of a non-rotating mass, each aimed a few parts in ten thousand outside the impact parameter below which that speed is captured. The threshold depends on the speed — 13.88 masses at 0.3c, 7.58 masses at 0.6c, 5.59 masses at 0.9c, 5.20 masses at the speed of light — and every path aimed just outside it circles the mass before leaving, 1.62 turns, 1.35 turns, 1.21 turns, 1.18 turns of extra sweep respectively. Close in, a slow body and light behave alike: each can be held on the unstable circle for as long as the aim is fine enough.
Fig. 5 Bodies at four speeds, each aimed a few parts in ten thousand outside the impact parameter below which a body of that speed is captured. The thresholds are 13.9 masses at 0.3c0.3c, 7.6 at 0.6c0.6c, 5.6 at 0.9c0.9c and 335.23\sqrt{3} \approx 5.2 masses for light. Every path aimed just outside its own threshold wraps round the mass before leaving; the dashed circle is the orbit on which light can circle at three masses, and the shaded disc is the horizon.

Each speed has an impact parameter inside which the body falls in, and outside which it escapes. Near that threshold the body is carried round the mass on a nearly circular path before it leaves — more than once, and as many times as the aim is fine enough to allow — because the threshold is the top of a barrier in the effective potential, and a body arriving with exactly the energy of the top of the barrier can sit on it indefinitely. For light the barrier’s top is the photon orbit at three masses, and the threshold is the impact parameter 33GM/c23\sqrt 3\,GM/c^2 that sets the size of a black hole’s silhouette — two and a half times the horizon’s own radius. For a massive body the top of the barrier moves outward as the body slows, and the threshold impact parameter grows much faster than the barrier does.

The reason is again the time half of the geometry. A slow body is focused toward the mass from a long way off — gravitational focusing is the name for the whole Newtonian part of the deflection acting on a stream of bodies — so a body aimed wide of the mass is bent onto a course that brings it close. What matters for capture is the angular momentum per unit energy the body brings in, and for a slow body that is bv/cbv/c; the threshold on it is fixed near four masses, which gives a threshold impact parameter of 4GM/cv4GM/c v and a target area of 16π(GM/c2)2(c/v)216\pi (GM/c^2)^2 (c/v)^2.

The target a black hole presents, against the speed of what is aimed at it. The capture cross-section of a non-rotating mass, in units of πM² with M = GM/c², against the speed at which a body arrives from far away, on logarithmic axes, found by locating the impact parameter at which the body just reaches the top of its own barrier. Light is captured inside 3√3 masses, a target of 27πM². A slow body is drawn in from much further — 1616πM² at a tenth of light's speed — and the target grows as 16/v², which is the same gravitational focusing that lets a slow body be turned through a large angle at an impact parameter a fast one passes almost straight.
Fig. 6 The capture cross-section of a non-rotating mass, in units of π(GM/c2)2\pi (GM/c^2)^2, against the arrival speed, found by locating the impact parameter at which the body just reaches the top of its barrier. The solid curve is the exact threshold; the dashed line is the slow-body limit 16/v216/v^2; the dotted line is light’s value of 27. At a tenth of the speed of light the target is 1,616 — sixty times the area light is caught from.

So the target a black hole presents is not one number. For light it is 27 times π(GM/c2)2\pi (GM/c^2)^2 — the photon sphere’s shadow, and the reason the dark region in an image of a black hole is larger than the horizon. For a body arriving at a tenth of the speed of light it is sixty times larger, and for the slow gas and dust that actually surround most black holes it is larger again by the square of however much slower they are. Capture of slow matter is overwhelmingly the time half’s business, which is why the rate at which a black hole sweeps up gas from its surroundings is a Newtonian calculation to excellent accuracy, while the size of its shadow on the sky is not.

Where the formula stops being the answer

The body is a test particle. It has no size, no spin and no gravity of its own, and it does not disturb the mass it passes. A body with spin does not follow a geodesic exactly: the coupling between its spin and the curvature adds a force that depends on the orientation of the spin, and for a spinning body passing close to a compact mass the path is measurably different from the one drawn here. A body comparable in mass to the deflector is not a test particle at all, and the problem becomes the two-body problem, whose relativistic version has no closed solution.

The mass is spherical and not rotating. A rotating mass drags the local frames round with it and deflects a prograde body differently from a retrograde one; the thresholds in the last two figures split into a pair for each speed.

The weak-field formula is first order. The rule (1+v2/c2)(1 + v^2/c^2) is the leading term of an expansion in GM/bc2GM/bc^2 and in the deflection itself. For slow bodies the deflection is large whenever the impact parameter is not enormous, and then the exact hyperbolic orbit replaces the small-angle formula even in Newtonian mechanics — which is why the paths in the first figure, at thirty masses, turn by more than the formula says. The exact geodesic used in every figure has no such limitation; the formula is a reading of it, not a replacement for it.

The split between the two halves is a statement in one slicing. The clean separation into a time term and a space term is exact in the frame where the mass is at rest and the field is static, and the physical content is carried by the speed dependence of the total rather than by the separation. A distant observer measures one angle, not two.

A stream of bodies bent into a caustic

The paths are drawn in a plane, the one containing the mass and the body’s approach, and a single path at each speed. What is missing is the family: a stream of bodies at one speed arriving from one direction at every impact parameter. Such a stream is bent into a caustic behind the mass, a line along which paths cross — the half-line of foci that light forms behind the Sun, beginning at 548 astronomical units — and the start of that line moves toward the mass as the stream slows, because the slower stream is bent harder at every impact parameter. For a stream at three hundred kilometres a second, the typical speed of dark matter through the Solar System, the grazing paths are swung through more than eighty degrees and cross the axis within a few solar radii, and paths passing thirty solar radii out cross it at the Earth’s distance — against 548 astronomical units for light. A slow stream of dark-matter particles passing the Sun, focused in exactly this way, would produce a density enhancement behind it along the direction of the stream; the figure of a single path cannot show the enhancement, because a single path has no density.

The paths also carry no clocks. A body on each of these paths ages at a rate that depends both on its speed and on its depth in the field, and the body that whirls round the mass before escaping arrives, on its own clock, well behind one that passed wide — which is the delay a mass imposes read for a massive traveller, and a different number from light’s.

Still open: whether a massive body has ever been seen to bend by the relativistic amount

The deflection of light by the Sun has been measured to better than a part in ten thousand, and the result is exactly the space term plus the time term with equal weight. The corresponding measurement for a body with a rest mass has not been made at a level that sees the space term. Nothing that can be followed past the Sun moves fast enough for the space term to be more than a part in a million of its deflection, and nothing fast enough can be followed. Neutrinos cross almost anything and arrive from a distant source on paths bent by intervening masses, and the prediction for them differs from light’s by less than a part in 101410^{14} at their measured masses, which is far beyond any conceivable measurement of their directions.

So the rule (1+v2/c2)(1 + v^2/c^2) is tested at its two ends — at v0v \to 0 by all of celestial mechanics, and at v=cv = c by every measurement of starlight and radio sources near the Sun — and in between it rests on the principle that every body without spin follows a geodesic of the same metric. That principle is also what underwrites the universality of free fall, tested to parts in 101510^{15}, so the gap is not one anybody expects to open. But it is a gap, and what would close it is a deflection or a delay measured for something that is neither slow nor light.

The next thing to ask of the geodesic principle is where it genuinely fails. A spinning body is not a point, and the coupling between spin and curvature makes its path depend on which way it spins — a small effect for a gyroscope orbiting the Earth and a large one for a spinning compact object passing close to another. Past that the body is not a test particle, and the problem stops being a path in a given geometry and becomes two geometries acting on each other. The habit worth carrying from here is to read a famous factor as a value of a function rather than as a constant. The two in 4GM/bc24GM/bc^2 is 1+v2/c21 + v^2/c^2 evaluated at the one speed where the second term has caught up with the first, and asking what the number would have been for a slower traveller is what shows which part of it was geometry and which part was falling.

Part 4 of 4

This essay is one argument about Light deflection. The others:

What links here

Essays that reach for this one mid-argument — the half of a link its own author cannot write down.

The objects named here

The third axis, after the field and the reading path: the things themselves, and every essay that touches each one.

Cross-sectionDeflection angleEffective potentialGeneral relativityGeodesicGravitational time dilationImpact parameterLight deflectionSpacetime curvature