Astrophysics

The antiatom that had to be weighed anyway

Every test of the equivalence principle for three centuries compared two lumps of ordinary matter. Whether antimatter falls down was settled on paper in the 1950s, by an engine that would run for ever if it fell up and by the electrostatic energy of nuclei, part of which is carried by fleeting positrons. It was not measured until 2023, because on a charged antiparticle gravity is ten million times weaker than a field of one volt per metre. The measurement needed neutral antihydrogen, held at half a kelvin in a magnetic bottle a quarter of a metre tall and let out over twenty seconds. It falls down, at 0.75 g with an uncertainty of a fifth of a g.

Assumes: The fall that does not depend on what is falling · The binding energy that has to fall too

The fall that does not depend on what is falling followed three hundred years of dropping two different things and finding that they fall together: wood and gold, aluminium and platinum, beryllium and titanium, now to a part in 10¹⁵. The binding energy that has to fall too asked the same of gravitational self-energy and used the Moon to answer it. The pull that has to equal the pull back turned the question round and asked whether things pull as they are pulled. Every one of those tests compared one sample of ordinary matter with another.

The test masses were never antimatter, and the essay on the fall noted the gap without filling it. That might seem a mere omission. Antimatter is matter with its charges reversed, and gravity does not care about charge. But that is the claim to be tested, not a reason to skip the test, and for most of the twentieth century there was a respectable minority opinion, revived every decade or so, that antimatter might fall upwards. The case against it was built from arguments of startling indirectness, and the direct measurement, when it came in 2023, took one of the most elaborate pieces of apparatus in low-energy physics to make.

Why nobody simply dropped a positron

The obvious experiment is to release an antiparticle in a vacuum and time its fall over a metre. It fails because antiparticles are charged and gravity is weak.

Gravity against everything else that pushes an antiparticle. Forces on a single antiparticle, each as a multiple of its weight at the Earth's surface, on a logarithmic scale. An antiproton weighs 1.64·10⁻²⁶ N. An electric field of one microvolt per metre pushes it 9.8 times as hard, one millivolt per metre 9,768 times, one volt per metre ten million times; the field that exactly balances its weight is 1.02·10⁻⁷ V/m. Its own image charge in a metal wall a centimetre away pulls it 35 times its weight. A neutral antihydrogen atom escapes all of that, and is pushed instead by magnetic field gradients through its magnetic moment: 5.7 times its weight in a gradient of one gauss per centimetre, 565 times in one tesla per metre. Measuring a fall means controlling every other force to well below one.
Fig. 1 Forces on an antiparticle as multiples of its weight. An electric field of 1.02 × 10⁻⁷ V/m balances an antiproton’s weight; one millivolt per metre pushes it nearly ten thousand times as hard. A neutral antihydrogen atom in a gradient of one gauss per centimetre feels 5.7 times its weight.

An antiproton weighs 1.6 × 10⁻²⁶ newtons. An electric field of a ten-millionth of a volt per metre pushes on it just as hard, and no laboratory can promise fields that small. Metal surfaces are not equipotentials at the level that matters: the crystal grains of any real surface present different faces with different work functions, and the patch fields they make reach millivolts per metre at a few centimetres — ten thousand times the antiproton’s weight. Its own image in the nearest wall pulls on it with thirty-five times its weight from a centimetre away. Even a neutral beam has to be made from charged particles and decelerated by fields.

An attempt was made with electrons in the 1960s, as a calibration for a positron experiment that was to follow. William Fairbank and Fred Witteborn let electrons drift up a vertical copper tube nearly a metre long, carefully shielded, and timed them. The electrons behaved as though gravity were absent, which turned out to be what should have been expected. Inside a metal tube, the conduction electrons sag under their own weight until the electric field they produce, E=meg/eE = m_e g/e, holds them up. That field, which the inside of a conductor treats as exactly zero, is fifty-six picovolts per metre, and it acts on a free electron inside the tube just as it acts on the conduction electrons, cancelling its weight. A positron in the same tube would have felt the field push it down as gravity did, and fallen at 2g if it fell normally or not at all if it fell upwards. Whether the field inside a tube really is the electrons’ sag or something larger, involving the metal’s lattice compressed by its own weight, was argued over for years. The positron experiment was never done.

So the question waited for antimatter that is neutral, and for a way to hold neutral antimatter still.

An engine that would run for ever

Before any measurement, the question had already been argued to a conclusion, and the oldest argument needs nothing but conservation of energy. Philip Morrison set it out in 1958.

The engine antigravity would build. A cycle proposed by Philip Morrison in 1958, in units of mgh, with m an electron's mass and h the height of a tower. At the foot, a pair of gamma rays makes an electron and a positron; the pair is lifted to the top and annihilated; the two gamma rays fall back down, gaining energy as light does when it falls, 2mgh in all, and make the next pair. If the positron falls like the electron, lifting the pair costs 2mgh and the cycle returns exactly what was spent. If the positron falls upwards, it lifts itself and helps lift its partner, the lift costs nothing, and every cycle leaves 2mgh — a perpetual-motion machine. The only escape is for the falling light to gain nothing, and a photon is its own antiparticle: it cannot fall both like matter and like antimatter.
Fig. 2 Morrison’s cycle in units of mgh: make a pair from gamma rays at the foot of a tower, lift it, annihilate it at the top and let the gamma rays fall back. If the positron falls normally the lift costs 2mgh and the falling light returns 2mgh. If it falls up the lift is free and each cycle leaves 2mgh.

At the foot of a tower of height h, two gamma rays make an electron and a positron. The pair is lifted to the top. There they annihilate into two gamma rays, which are sent back down. Light falling in a gravitational field gains energy — the effect the clock that runs slow lower down measures, a fractional gain of gh/c² — so the gamma rays arrive at the foot with their original energy plus 2mgh, where m is the electron’s mass, and make the next pair with that much to spare.

If the positron falls like the electron, the lift costs exactly 2mgh, and the cycle returns what was spent. If the positron falls upwards, it is pushed up by gravity as hard as the electron is pulled down; the lift costs nothing, and each turn of the cycle produces 2mgh from nowhere. The machine runs for ever.

There is one escape and it closes immediately. The gain of falling light could be different from what the electron alone would suggest — if light fell like antimatter, say, and lost energy on the way down. But a photon is its own antiparticle. It cannot fall like matter and like antimatter at once, and the gravitational redshift of light has been measured, in a tower at Harvard and then in clocks a few centimetres apart. Light falls like matter. So, if energy is conserved, does the positron.

The positrons inside every nucleus

The second argument is subtler, and it turns the whole history of torsion-balance experiments into a test of antimatter. Leonard Schiff made it in 1958.

A nucleus contains protons, which repel one another, and some of its mass is that electrostatic energy, divided by c2c^2. In quantum electrodynamics the field round a charge is not empty space: it is filled with virtual electron–positron pairs that appear, polarise in the field and vanish, and part of the electrostatic energy of the nucleus is carried by them. If positrons fell upwards, that part of every nucleus’s mass would be pulled up while the rest was pulled down.

How much of a nucleus's mass is electrical energy. The electrostatic energy of a nucleus's protons, computed for a uniformly charged sphere of the standard nuclear radius, as a fraction of the nucleus's rest energy, for eight elements against their atomic number. The share rises from 0.50 parts in a thousand for beryllium to 4.11 for platinum and 4.39 for uranium; titanium and platinum, the pair compared in space by the MICROSCOPE satellite, differ by 2.06 parts in a thousand. Part of that energy is carried, in quantum electrodynamics, by the virtual electron–positron pairs that polarise the vacuum round the nucleus. If positrons fell upwards, that part would weigh nothing or less, and two elements with different shares would fall at different rates. MICROSCOPE found titanium and platinum falling alike to about a part in 10¹⁵.
Fig. 3 The electrostatic energy of a nucleus as a share of its mass, against atomic number: 0.5 parts in a thousand for beryllium, 4.1 for platinum. Titanium and platinum, the pair the MICROSCOPE satellite compared, differ by 2.1 parts in a thousand.

The share of electrostatic energy grows roughly as Z2/A4/3Z^2/A^{4/3}, so it is very different from one element to another: half a part in a thousand of beryllium’s mass, four parts in a thousand of platinum’s. An element with more of it would fall at a slightly different rate from one with less, by an amount proportional to the part carried by virtual pairs. Schiff calculated that part and found that an upward fall of positrons would make aluminium and platinum fall at rates differing by far more than the Eötvös experiments of his day allowed. Those experiments had been reaching for a part in 10⁸; the torsion balances and satellites that followed reached a part in 10¹⁵, with MICROSCOPE comparing titanium and platinum, whose electrostatic shares differ by two parts in a thousand. If virtual positrons fell upwards, those masses would be in disagreement at a level many orders of magnitude above anything seen.

This is the same move the binding energy that has to fall too made with gravitational self-energy: when an exotic form of energy cannot be isolated, find bodies that contain different amounts of it and compare their falls. Here the exotic form is antimatter itself, present in every nucleus as a fleeting cloud, and the comparison was already in the record before anyone thought to read it that way.

The argument depends on virtual pairs gravitating like real ones, which is not something an experiment on real antimatter can check, and that is the honest objection to it. A theory could be built in which the vacuum’s contribution was treated differently. It would have to be built on purpose, and none has survived.

What CPT does and does not say

A third argument is often offered and is weaker than it looks. The combined symmetry of charge conjugation, parity and time reversal — CPT — holds in every quantum field theory consistent with relativity, and it implies that antimatter is an exact mirror of matter. From that it is sometimes concluded that antimatter must fall like matter.

What CPT actually relates is a whole situation to its mirror. An antiapple falling towards an anti-Earth must behave exactly as an apple falls towards the Earth. CPT says nothing about an antiapple falling towards the Earth, which is a mixed situation with no mirror in the theorem, and that is the only situation any laboratory on this planet can set up. The symmetry rules out some exotic possibilities, such as antimatter having a negative inertial mass, but the cross-term — how matter’s gravity acts on antimatter — is exactly the term in question, and CPT leaves it free.

The same is true of general relativity. In it every form of energy, positive and negative charges alike, couples to the same curvature, and antimatter falls down. But that is the theory’s assumption about the cross-term, built in through the equivalence principle, and the point of an experiment is to stop relying on it.

Why anyone still wanted it to fall up

With energy conservation and the torsion balances against it, an upward fall survived for a reason that had nothing to do with laboratory physics. A universe in which matter and antimatter repelled each other would behave very differently on the largest scales. If equal amounts of each had separated early on, their mutual repulsion could drive the expansion apart in a way that mimics an accelerating universe without any vacuum energy, and in some versions the question of why the observed universe is made of matter at all would dissolve, because the antimatter would simply be elsewhere. Models of that kind were published as recently as the 2010s, as alternatives to a cosmological constant whose size the estimate that misses by a hundred and twenty shows nobody can explain.

They were never popular, and the arguments above are each strong reasons to doubt them. But their authors could point out, correctly, that none of those reasons was a measurement of real antimatter falling, and each rested on an assumption — virtual pairs gravitating like real ones, the redshift of light being what it is for the same reason — that the models were free to reject. A question that matters to cosmology and can be settled by an experiment on a bench should be settled on the bench.

Neutral, cold and held still

The way round the charge was to make antihydrogen: a positron bound to an antiproton, neutral overall. Antiprotons from CERN’s decelerator and positrons from a radioactive sodium source are cooled in separate electromagnetic traps and merged, and a fraction of the encounters form atoms. Most of them are too hot to keep. The few that are slow enough, below half a kelvin, can be caught in a magnetic bottle, because antihydrogen in the right spin state is a low-field seeker: its energy rises with the magnitude of the magnetic field, so it is pushed towards a minimum of the field’s strength.

That is allowed, though nothing can be held still by a static field when what is trapped is a charge. Earnshaw’s argument forbids a minimum of a potential obeying Laplace’s equation; the magnitude of a magnetic field does not obey it and can have a minimum in empty space. ALPHA, the collaboration that first trapped antihydrogen in 2010, built its bottle from a set of coils making a field that rises in every direction from the centre, about half a kelvin deep in temperature units.

The ALPHA-g apparatus stood the bottle on end. Its two mirror coils, a quarter of a metre apart, close the ends of the trap, and gravity adds a slope along it.

A tilt of a third of a millikelvin. The energy of an antihydrogen atom along the vertical axis of a magnetic trap 25.6 cm long, late in the release, when the two mirror coils at its ends have been lowered to barriers of 1.0 mK, in temperature units. Gravity adds a straight slope of 0.30 mK across the trap: if antihydrogen falls down the bottom barrier is the lower, at 0.85 against 1.15 mK; if it falls up the top one is. A magnetic field gradient added along the axis tilts the trap as well, by an amount that can be set and reversed at will, and a bias equal to one g of gravity (dashed) makes the two barriers level again. Atoms leak out over whichever barrier is lower as the coils are ramped down.
Fig. 4 The energy of an antihydrogen atom along the axis of a vertical trap with its mirrors lowered to 1 mK. Gravity tilts it by 0.30 mK over 25.6 cm, so the bottom barrier is the lower if antihydrogen falls down and the top one if it falls up; a magnetic bias of one g levels them.

The slope is a third of a millikelvin from bottom to top, a thousandth of the trap’s depth. To read it, the experiment lowers both mirrors together over about twenty seconds, and the atoms, which have a spread of energies, leak out as the barriers fall below them. An atom leaves through whichever barrier is lower. If antihydrogen falls down, more atoms leave through the bottom. The escaping atoms annihilate on the walls, and a detector round the trap records where each annihilation happened: above or below.

A count of ups and downs alone would be hostage to every imperfection of the magnets, since a tilt of a third of a millikelvin is a field difference of less than five gauss. So the experiment adds a deliberate tilt of its own, a magnetic gradient along the axis that can be set to any strength and reversed. Repeating the release at many settings of that bias gives a curve, and the setting at which the atoms split evenly is the one at which the magnetic bias exactly cancels gravity’s.

The balance point

Which way the atoms leave, against the bias. A toy version of the 2023 ALPHA-g measurement: the fraction of trapped antihydrogen atoms that leave through the bottom mirror as both mirrors are lowered over twenty seconds, against the magnetic bias, in units of the gravitational tilt, for three assumed accelerations. Each atom is given an energy between 0.02 and 0.5 K and a random starting phase, bounces between the mirrors, and leaves through the first one it reaches that has dropped below its energy. With no bias, 100 per cent leave downward if antihydrogen falls normally, 49 per cent if it does not fall and 0 per cent if it falls up. Each curve crosses one half exactly where the bias cancels the assumed gravity, and the crossing point is what the experiment measures. The curves are not steps — each falls from nine-tenths to one-tenth over about 0.6 g of bias — because the mirrors keep falling during the few milliseconds an atom takes to cross the trap: an atom that happens to arrive at the higher mirror just after it has dropped below its energy leaves that way. ALPHA-g's measured balance gave an acceleration of 0.75 g, with an uncertainty of about 0.2 g, ruling out falling upwards.
Fig. 5 A toy model of the release: the fraction of atoms leaving downward against the magnetic bias, for antihydrogen falling at +1 g, not falling, and falling at −1 g. Each curve crosses one half where the bias cancels the assumed gravity, and the crossing is the measurement.

The model behind the figure is far simpler than the real experiment. Each atom bounces along the axis between the mirrors with a fixed energy and a random starting phase and leaves through the first mirror it reaches that has dropped below its energy. Even so it shows why the result is read from the crossing rather than from any one count. The curves are smooth rather than stepped because the mirrors go on falling during the few milliseconds an atom takes to cross the trap, so an atom that reaches the upper mirror just after it has opened leaves that way; and they would be shifted by any unknown magnetic tilt. But the crossing point of the curve, the bias that gives an even split, is fixed by the balance of forces, and a stray tilt shifts it by an amount that can be calibrated with the magnets alone.

ALPHA-g reported in 2023 that antihydrogen falls with an acceleration of 0.75 g, with a combined uncertainty of about a fifth of a g. The upward fall that had been argued over since the 1950s was excluded, and so was the possibility that antimatter feels no gravity at all. The uncertainty is large by the standards of the equivalence principle — a part in five, against MICROSCOPE’s part in 10¹⁵ — but it is the first time the fall of antimatter was seen rather than inferred.

What the arguments and the measurement each establish

The two kinds of evidence are not interchangeable, and it is worth being exact about what each one covers. Morrison’s engine shows that antimatter falling upwards would violate energy conservation, if light gains energy as it falls; it says nothing about whether antimatter might fall a few per cent faster or slower than matter. Schiff’s argument limits the gravitational behaviour of virtual positrons to the precision of the best torsion balances, provided virtual and real positrons gravitate alike. The SN 1987A neutrinos — antineutrinos, as it happens, caught by their reaction with protons in water — arrived after a journey of 168,000 years within hours of when light from the same collapse would have been expected, which bounds how differently an antiparticle and a photon are delayed by the galaxy’s gravity to a part in a few hundred.

None of these is a measurement of the gravitational acceleration of real antimatter atoms near the Earth, and that is what ALPHA-g supplied, at a precision far below the indirect bounds. The value of the measurement is not that it changed anyone’s expectation. It is that the equivalence principle is a claim about everything, and a claim about everything has to be tested on the things it would be easiest to be wrong about.

Where the toy model stops

The release model is one-dimensional and treats the barriers as falling at a steady rate with the gravitational slope drawn on top; the real trap is three-dimensional, atoms move between the axial and radial motions, the mirror fields fall non-linearly and the magnetic field must be mapped to a fraction of a gauss along the whole axis. The experiment’s quoted uncertainty is dominated by exactly those things: how well the field is known and how well the atoms’ energies are simulated. The figure shows the logic of reading a balance point from a curve; it does not reproduce the measured curve, which is broader. The electrostatic shares are computed for a uniformly charged sphere of the standard nuclear radius, adequate to show the trend with atomic number, and the virtual-pair part of them is not drawn because computing it needs the full theory of vacuum polarisation in a nucleus’s field. The Morrison cycle assumes the gravitational redshift of light, measured in towers and with clocks.

The domain, then, is low-energy, neutral antimatter near the Earth, at the level of a fifth of g.

Still open: whether antimatter falls at exactly g

The measurement says that antimatter falls down. It does not yet say how close to g, and experiments now under construction aim to say it to a per cent and beyond. ALPHA-g itself is being refined, with colder atoms and better-mapped magnets. Two other CERN experiments take different routes: AEgIS forms a beam of antihydrogen and measures its deflection with a fine grating, and GBAR makes positive antihydrogen ions, cools them to microkelvin, strips off the extra positron and times the neutral atom’s fall over a few centimetres — and eventually measures the quantum levels of antihydrogen bouncing on a surface, the staircase that the bounce that comes in fixed heights drew for neutrons. Whether antimatter falls at g to a part in a hundred, or in a million, is what those experiments will decide, and no theory now taken seriously predicts a difference.

The habit worth carrying away is to ask of a symmetry exactly which situations it relates. CPT maps an antiapple on an anti-Earth onto an apple on the Earth, and says nothing about an antiapple on the Earth; the arguments that do — a pair-lifting engine that would gain 2mgh a turn, and the virtual positrons in every nucleus — had to be made separately, and the measurement, 0.75 g with a fifth of a g of uncertainty, needed an atom with no charge at all. When a principle claims to cover everything, the parts of everything that are hardest to test are the ones it has to be tested on.

Part 7 of 7

This essay is one argument about Equivalence principle. The others:

The objects named here

The third axis, after the field and the reading path: the things themselves, and every essay that touches each one.

AntihydrogenAntimatterCpt symmetryEotvos experimentEquivalence principleMagnetic trapPerpetual motionVirtual pairs