Illustrated Physics
physics, drawn
Series

Etendue — the series

6 essays on one idea, from the one that introduces it to the one that assumes the rest.
  1. The most any concentrator is allowed. The greatest concentration a receiver can be given, against the half-angle it accepts, both logarithmically, for a receiver in a medium of index 1. The upper curve is a three-dimensional concentrator, n²/sin²θ; the lower is a trough, which concentrates in one direction only, n/sin θ. The Sun's angular radius is 0.267°, so sunlight can be concentrated by at most 46165 times in a dish and 215 times in a trough — marked. Nothing about glass, mirrors, wavelength or aperture appears in either expression. The bound is thermodynamic: a receiver that accepts light out to θ also radiates out to θ, and the concentration at which what it emits balances what it absorbs is exactly where these curves are.

    The brightness no lens can increase

    A lens can make an image smaller and therefore hotter, and there is a temperature at which it stops — the temperature of the source. Every arrangement of glass and mirrors ever built obeys a bound that contains no wavelength, no aperture and no material — only the angle the receiver is allowed to accept — and the bound comes from thermodynamics rather than from optics.

    part 1 · optics
  2. A cone of 14.3°, from two indices and nothing else. On the left, the acceptance cone of a step-index fibre with a core index of 1.4677 and a cladding of 1.4624. A ray entering steeper than the cone reaches the wall inside the critical angle and is refracted out at the first bounce; one inside it is trapped. The sine of the half-angle is √(n₁² − n₂²) = 0.125, which is 7.2° in air. On the right, that number against the fractional index difference between core and cladding. Nothing about the core's diameter appears: a fibre a hundred times thicker accepts exactly the same cone, and takes a hundred times the area's worth of light through it.

    The cone a fibre will accept

    A fibre takes light from a cone whose half-angle depends on two refractive indices and nothing else — not on how thick it is, not on how long, not on what is shining into it. That single number, squared and multiplied by the core's area, is all the light it will ever carry.

    part 2 · optics
  3. A hemisphere outside is a cone of 16.6° inside. Rays leaving a flat face from a material of index 3.5 into air. Every direction in the hemisphere above the face is reached by a ray from inside a cone of half-angle 16.6°, arcsin(1/n), because refraction at the face fans the cone out; rays steeper than that are reflected back, drawn in the warning colour. The squeeze is exact in the way the invariant requires. The projected solid angle of the inside cone is π sin²θc, which is π/12.25, and multiplied by n² it equals π, the projected solid angle of the whole hemisphere outside — checked on the drawn geometry. So the light that does get out has not gained anything: the radiance inside is n² times higher and the directions available are n² times fewer, and the étendue passing the face is the same on both sides.

    The cone light has to find to get out

    Inside a dense material the whole hemisphere of directions outside a flat face shrinks to a narrow cone, and light made inside can leave only if it happens to be travelling within it. For gallium arsenide that is two per cent of the light. Turned round, the same cone keeps light in: a slab of silicon with a rough surface holds the light it admits for fifty-one passes. Both numbers are the n² the optical invariant carries, and neither one breaks it.

    part 3 · optics
  4. The étendue, tiled. The phase space of a one-dimensional optical system: position across a twenty-micrometre aperture, against the optical direction cosine n·sinθ, for a system accepting ±0.1. The shaded rectangle is what the beam occupies, and its area — 4 micrometre-radians — is the one-dimensional étendue, the quantity no arrangement of lenses can reduce. Divided by a wavelength of 500 nanometres it is 8, and the rectangle is tiled here with exactly 8 cells of area one wavelength each. That is the whole content of the count: a cell of phase-space area λ is the smallest patch a field can be confined to, because squeezing it in position spreads it in direction by the same relation that gives a slit its diffraction pattern, so an étendue is a number of modes and its conservation is the conservation of a count. The cells are drawn four wide and two high, which is arbitrary: only a cell's area is fixed, not its shape — a beam may be confined tightly in position and loosely in angle or the other way round, and the trade is what an optical system is for.

    The invariant that is a count

    Étendue is an area times a solid angle, and ray optics gives it no floor — nothing in a ray has a size. Divide it by the square of the wavelength and it becomes a number of modes, its conservation becomes the conservation of a count, and the count has a least value of one. That is where the ray bound hands over to diffraction, and the handover is the same number written two ways.

    part 4 · optics
  5. Two temperatures for the same sunlight. Sunlight described two ways, against how much it has been concentrated. The flat line is the temperature its spectrum belongs to — 5,762 K, the Sun's surface, which concentration does not change because a mirror does not alter a photon's energy. The rising curve is the temperature a blackbody would need in order to radiate the flux actually arriving: 394 K unconcentrated, 2213 K under a parabolic dish, and 5771 K at the geometric limit, where the two meet — computed here and checked against the Sun's own temperature, because a perfect concentrator reproduces the source's radiance and cannot exceed it. The gap between the two curves is the dilution, and dilution is entropy: the same energy spread over a hundred thousand times more directions occupies a hundred thousand times more modes. That is what a converter has to carry, and it is why the ceiling on solar conversion is not the Carnot efficiency between 5,762 K and 300 K.

    The work a diluted beam will not do

    Sunlight at the top of the atmosphere has the spectrum of a body at 5,762 kelvin and the energy flux of one at 394. The mismatch is not an accident of units: the light has been spread over a hundred thousand times more modes than it left in, and that dilution is entropy. Run it through a heat engine unconcentrated and five per cent of it is available as work.

    part 5 · optics
  6. Four rays that arrive together. Meridional rays through a fibre whose index falls as the square of the distance from the axis, launched at four angles, drawn against distance along the fibre in millimetres and radius in units of the core radius. Each path is integrated from the ray equation. A steep ray swings out to where the index is lower and travels faster; a shallow one stays near the axis where the index is highest and travels slowest, and in a parabolic profile the two effects cancel: the four rays cross the axis within 0.36 per cent of a pitch of each other, measured off the traced paths rather than assumed. The pitch is 1.11 millimetres and it contains no launch angle, which is the whole of the result. Nothing about what the fibre accepts has changed — the acceptance cone is what the invariant fixed and it is untouched — and everything about when the light arrives has.

    The same cone, and a different arrival

    The invariant fixes what a guide accepts and says nothing about when it arrives, and the two turn out to be nearly independent. Shaping the index so that the rays which travel furthest also travel fastest cuts the spread in arrival times by a factor of five hundred, at the cost of exactly half the light — and the acceptance cone the invariant governs is untouched throughout.

    part 6 · optics

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